TH THOMIST A SPECULATIVE QUARTERLY REVIEW OF THEOLOGY AND PHILOSOPHY THE DoMINICAN FATHERS OF THE PROVINCE OF ST. JosEPH EDITORS: Publishers: The Thomist Press, Washington 17, D. C. APRIL, 1953 VoL. XVI No.2 STo THOTh1AS' THEORY OF ORIGINAL SIN N OUTLINE of the doctrine of St. Thomas on the transmission and nature of Original Sin will show, as far as possible, the development of his thought in different writings. For the comparison of certain articles in the Summa Theologiae with the corresponding ones in the Commentary on the Sentences reveals a very great difference of approach. Little of the argumentation is common to the two works, although the conclusions are the same, and scarcely any of the data of the CommentaTy on the Sentences is thrown aside, but rather remains as an essential basis for the more advanced theory of the later works. I. THE EXISTENCE OF ORIGINAL SIN St. Thomas uses a number of scriptural, theological and rational arguments to show that original sin exists, and a survey of them is instructive. They find their chief develop- 161 162 OSWIN MAGRATH ment in the Summa Contra Gentiles (IV, c. 50). They are as follows: I. Genesis 2:16-17. "And He commanded him saying: of every tree of paradise thou shalt eat: but of the tree of knowledge of good and evil thou shalt not eat. For in what day soever thou shalt eat of it thou shalt die the death." From this text St. Thomas infers that, since it is implied that man was not created in a state in which he was subject to the necessity of death, we must say that this is a punishment for sin. Taking this as revealed, he argues that, since a punishment can only be inflicted justly for sin, wherever we find the punishment, that is, liability to death, there must we also find sin. Now this penalty is found in all mankind, even in those not capable of actual sin; hence it follows that there must be in all mankind a sin not incurred by an act of the individual's will, but transmitted to him by his very birth or origin. 2. Romans 5: 12-14. " Wherefore as by one man sin entered into the world, and by sin death; and so death passed upon all men, in whom all have sinned." This is the text most frequently quoted, and is understood by St. Thomas to be an explicit statement of the fact of original sin, and is used by him as an argument not only in determining its existence, but in many questions relating to its transmission and nature. He rejects the Pelagian interpretation which explained the text as applying to actual sin, which entered the world by Adam, insofar as all men imitate his transgression when they sin. 1 His most usual argument against their exegesis is that cited by Peter Lombard from St. Augustine: had transmission by imitation been meant, St. Paul would rather have said that sin entered the world by the devil, quoting Wisdom 2 : 24: " But by the envy of the devil death came into the world." 1 Ad Rom., c. 8, lect. 5; Summa Theol., I-II, q. 81; IV Cont. Gmt., c. 50. STo THOMAS' THEORY OF ORIGINAL SIN 163 In the Contra Gentiles, however, he urges against the Pelagian interpretation that if this were intended SL Paul would not have said that " death passed into all men," since then both sin and its penalty would only pass into those who imitated Adam by sinningo Whereas he expressly asserts: 2 " death reigned from Adam unto Moses even over them also who have not sinned after the similitude of the transgression of Adamo" Again in the Commentary on Romans 3 the Scriptural use of the singular " sin " is put forward as an argument: for though the plural can be used of original sin understood in its true sense, the singular could hardly be used were it only an imitation by many actual sinso It is remarkable, and we shall see why later, that St. Thomas does not make use of" in whom all sinned" in the Commentary on the Sentenceso In his later works he several times repeats the explanation of St. Augustine which is found in the text of the Sentences: that "in quo" can be understood as "in which first man" or as "in which sin." In the Summa Theologiae he says: "inasmuch as Adam's will is looked upon as In whom ours, in which sense the Apostle says (Romo 5: all have sinnedo" 4 What he means by this inclusion in Adam, or in his sin, or in his will, must be understood in the light of Sto Thomas' whole theory. Subsidiary texts used are Psalm 50: 7; Job 14: Epho 2: 3; but these do not throw any special light on his theoryo 3o Baptism. 5 Sto Thomas also argues from the necessity of Baptism, and the reasoning is given in its fullest form in the Contra Gentiles. Infant baptism is practised by the Church; now baptism is a remedy against sin, and therefore implies a sin in its recipienL This cannot be actual in infants, it must, therefore, be originaL The objection that baptism is not necessarily a remedy for sin, but only a condition of entry into heaven, is met by the argument " nothing forsakes its end except on account of sin." 3 Loc. cit. • Romans 5 :14. • III, q. 84, a. 2, ad 3. • IV Cont. Gent., c. 50; de Malo, q. 4, a. l; IV Sent., d. 30, q. 2. 164 OSWIN MAGRATH 4. Rational argument. 6 He also uses a " sttasio " from reason to show that man was not created in his present unsatisfactory state; this shown, the process of the argument is the same as that from Genesis, where this fact is taken as revealed. It is inferred that the defects which we experience must be penalties, and that there must consequently be sin wherever they are found. In showing that man was not created in his present state, he does not attempt to prove that these imperfections are not natural, but argues from the providence of God, admitting that, considering human nature in itself, they are natural weaknesses arising from the composite, spiritual and material nature of man. But, if the nature of man is in this way so unsatisfactory, it is highly probable that God would come to its aid in view of the dignity of the higher element, so that the body should not interfere with the well-being of the soul, nor the lower powers with reason and will, whose servants they are by nature. Hence, if we find that an unsatisfactory state exists, we can probably sufficiently probabiliter probari potest -that they are penal, and conclude to original sin. In many of the foregoing arguments we find a common process of reasoning, which may be summarised thus: There is a revealed fact, supported by reason, that man was not created in his present defective state, but in a state in which body and soul were in harmony" It can be inferred that these defects are therefore penalties for sin. But since a penalty can in justice only be inflicted for a sin, wherever the penalty is found, we can conclude to sin that is in all men. Since this sin cannot be actual, its sign, the penalty, being found in those without actual sin, it must be " original." It is important to elucidate the exact extent to which St. Thomas sees in the passage of Romans not only an assertion but also a proof of the existence of original sin in us, and notably in v. 14: "But death reigned from Adam unto Moses even over them who have not sinned after the similitude of • IV Cont. Gent., c. 52. ST. THOMAS' THEORY OF ORIGINAL SIN 165 the transgression of Adam." In the Contra Gentiles this is used, not as a direct proof of the existence of original sin, but as proving that St. Paul in his preceding statement is speaking of original sin and not of actuaU There, and in the Commentary on Romans 8 the proof given by St. Paul is used against the Pelagians who interpreted the Apostle as meaning actual sin. St. Paul is understood as proving by the universality of death, even in those who have not sinned themselves, that all men are in a state of original sin. The argument leads to the existence of original sin, but its process is different from that which we have summarised above where death is regarded as the penalty of original sin, and inference made from punishment to "fault. Here what is supposed is not that death is a penalty for sin, but that it is an effect of sin. 9 St. Thomas understands the Apostle thus: Supposing that by sin death entered the world/ 0 it follows that wherever death is, there is sin like to Adam's. But not like to Adam's by imitation, since those who have not sinned like to Adam in this way also die, therefore like to Adam's originally. 11 The argument must thus be carefully distinguished from that which proves the existence of original sin by arguing from punishment to fault, an argument based on moral necessity. Here the existence of original sin is presupposed as revealed, and the argument only illustrates the doctrine by excluding actual sin, by a reasoning based on a physical connexion between death and sin; a connexion eventually to be expanded into the doctrine that original sin consists in the deprivation of original justice (here " death ") . Where there is death, there is original sin, for the two are materially the • Ibid., c. 50. • Lect. 4. • IV Cont. Gent., c. 50: " since by sin death entered the world, death would befall only those who sin like to the first man who sinned; ad Rom., loc. cit.: since death is the effect especially of original sin.... " 10 Voste in loco; "death stretches as far as sin." 11 Ad Rom., loc. cit.: "As though he should say that they died not from their own sin, he shows that there was in them a widespread likeness to the sin of Adam through origin. And this is what the Apostle intends to show, namely, that it [death] entered the would through the original sin of Adam." 166 OSWIN MAGRATH same thing, will be St. Thomas' final conclusion. The principal difficulty in an explanation of original sin consists in showing how it can be culpable in all men. The weakest point in many of the arguments lies in the illation from penalty to fault. It is not difficult to show that the natural defects incurred by Adam's sin can pass to his descendants; a tolerable explanation can be made to prove that they are penal even in us; but if divine justice is to be safeguarded this is not enough; 12 it must be shown that there is also guilt. The argument from punishment to fault may evidence a moral necessity for the fact of culpability; but a formal theological explanation must be sought elsewhere. The progress of this explanation can be traced in St. Thomas' works. II. THE TRANSMISSION OF ORIGINAL SIN St. Thomas rejects Traducianism as "heretical"; 13 he also :rejects as insufficient the theory that original sin is transmitted in the same way as bodily failings and some defects soul, owing to a deficiency in the semen. 14 This latter theory fails to explain the culpability in us of the defects we inherit from Adam. In the Compendium Theologiae it is granted that such a theory accounts for the lack of original justice in us, and he seems to admit that it suffices to explain why this deprivation is not unjust; and in the Commentary on Romans it is offered as a reasonable elimination of the appeal to Traducianism. But in each place St. Thomas then proceeds to inquire how the quality of sinfulness is to be explained. We must return to this question after St. Thomas's doctrine in the Commentary on the Sentences has been seen, since in his rejection of the above theory as insufficient he seems to criticise implicitly his own earlier explanation, on the Sentences, a. In the In the Commentary on the Sentences St. Thomas approaches the question of original sin on the same lines as we have already IV Sent., d. 30, q. 1, a. c. '"Summa Thevl., I, q. H6, a. '"Ibid., I-ll, q. 81, a. 1, c.; ad Rom., c. S, lect. 4; Comp. Theol., c. 12 ST. THOMAS' THEORY OF ORIGINAL SIN 167 seen in his arguments from Scripture, developing the reasoning there sketched with its consequences. He opens the treatise by asking whether the defects we experience are a penalty for the sin of Adam; then if any defect is culpable in us, and lastly by offering his explanation of how this sin can be transmitted. i. The defects of fallen nature are penalties for sin.15 St. Thomas starts from the state of original justice, just as he took from Genesis the fact that man was created in a state far more perfect than that in which he now finds himself. It is not necessary here to determine the much disputed point of the precise inter-relations of grace and original justice; we may note, however, that in the Commentary on the Sentences St. Thomas explicitly leaves the question open, whether man was created in grace or not/ 6 and distinguishes justitia originalis and justitia gratuita. 11 The argument to show that human misery is a punishment starts from the supernatural end of man. It was necessary, if man was to attain an end above nature, that he should be provided not only with his natural powers, but with something beyond them, to enable him to achieve his end easily. Now his direct relation to end is by intellect and will: thus, in order that the higher part of his nature might direct itself with facility towards God, the lower powers were subjected to it, and the body made free from suffering and death, so that nothing could impede the mind's flight to God. With the first sin this subjection of the mind to God was interrupted; the very reason for the existence of the gifts which harmonised man's various faculties was gone; hence man was reasonably allowed to fall back into his natural state of disharmony .18 Hence these defects can be considered either in relation to the natural principles of human nature, and then they are 18 I Sent., d. 29, q. 2. II Sent., d. so, q. I, a. 2. II Sent., d. 20, q. 2, a. 8, c. 18 II Sent., d. SO, q. 1, a. I, c.: "Man was left with only those goods which 1" 17 flowed from his natural principles." 168 OSWIN MAGRATH natural defects and no penalties; or in relation to that pristine state, and so they are penal to the nature of man. 19 In II Sent., d. 32, q. 2, a. 2, ad 1 this latter point is made clearer: the deprivation is of something gratuitously given to the nature, not to the person: the person is not deprived of anything due to his nature as received by him. Hence it is a punishment of the nature, and not of the person. It must be noted that in this argument St. Thomas, working towards the existence of original sin, is only speaking of the defects of the sensitive appetite and body, " defects which we feel " as the title has it. He is not yet discussing the essential imperfection, and he does not mention original justice. He will argue from the penal nature of these defects, shown in this first article, to the existence in us of some defect which is culpable. The immediate point is only to show that the defects we feel are the result of the deprivation of a gift, and hence penal. So far this explains the transmission of a similarly defective nature in us: for Adam's fallen nature necessarily produced fallen natures. 20 There is no need to appeal to any transmission of soul by generation, since the soul being essentially related to the body, and the body lacking the qualities that rendered it subject to the soul, the soul naturally lacks those qualities by which it controlled the body perfectly. The important element to be retained from the above reasoning is the notion of a natural defect or penalty, and that in relation to man's supernatural end. The defects resulting from the Fall are in themselves natural imperfections of our composite nature; it is only in relation to our first state and supernatural end that they are penal. The Fall consists in man being reduced from a supernatural end to his natural one, and hence losing all the perfections given him in view of that end. For human nature, being intellectual and free, is incompletely determined in relation to operation and to its end. By nature 19 Loc. cit.: " And thus without doubt they are punishments for it [human nature], because one is also said to be punished by the privation of a thing freely granted him." "0 11 Sent., d. 81, q. 1, a. 1. ST. THOMAS' THEORY OF ORIGINAL SIN 169 its object and end is only " good in general," and this is an object and end insufficiently determined for operation. Hence it is necessary for man to be determined to some particular end. Normally this determination comes from a personal act of free will; but we can conceive of a determination of nature anterior to all personal acts and impressed upon it by the author of nature. Such a determination we postulate in the state of original justice: it was natural in the sense of being prior to all personal acts, and given in such a way as to be transmitted with the nature: it was natural also in the sense that it was a determination of the potentiality of nature. It was, however, preternatural in the sense that it was not implied in the constituent elements of nature, but caused gratuitously by God. Hence the corresponding defect is also natural: firstly, insofar as it is a lack of something belonging to the nature and per modum naturae, and not to the person: secondly, in the sense that to be thus defective is natural, a result of the constitutive elements of nature. It is the first sense of natural defect that is of importance here. St. Thomas has shown that there is a natural defect and a natural penalty, in the sense that there is a lack of perfection given to the nature and per modum naturae. He is now going to argue from this penalty of nature to the idea of a sin of nature. We have accounted for a natural defect in all men which is also a penalty; there must be also a sin of nature corresponding to the penalty. ii. There is sin among the defects transmitted to us.21 The precise difference between a defect and a sin lies in the voluntariness of the latter. A defect is sinful insofar as it is voluntary: it is the voluntary lack of something which ought not to be lacking. It must be noted that St. Thomas is careful to exclude all actual sin from the notion of original sin in us: he is always speaking of habitual sin. Is this defect of nature inherited from Adam voluntary? Clearly it is. It could have "' Ibid., a. 170 OSWIN MAGRATH been avoided: it was in the power of human nature to have retained original justice; its loss was voluntary by a will in the nature. Hence in all individual men this loss is voluntary and culpable; not indeed by their individual wills, but by the will of Adam who lost the perfection of original justice in the whole of the nature descended from him. We are in the presence, then, of a natural voluntary defect, a sin of nature. Here, therefore, in the Commentary on the Sentences, St. Thomas conceives of original sin in us as the lack of those perfections that in man's original state co-ordinated him with a supernatural end, as incurred by Adam's sin. The conception is not difficult. Just as actual sin produces the deprivation of a personal good, so original sin causes the loss of a natural good: other deprivations are voluntary and sinful only in relation to the act which produced them, and in themselves are to be described as habitual sins.22 St. Thomas also compares original sin to the deprivation of a man's estates for some fault, or to the deprivation of honor in his descendants by his fault. This deprivation, redounding to them without any fault of theirs, can 'even in them be called sinful and sin in relation to the father's culpable act. 23 We have said that this explanation is rejected as insufficient by St. Thomas, and superseded in his later works by another. The reason is that it does not explain how the lack of original justice is a sin, even habitual, of Adam's descendants. It shows that they inherit a nature culpably and voluntarily deficient, but not that they inherit a culpable nature; it is not their sin, rather is it Adam's and his alone, since the only connexion established between him and them in relation to the defect of nature, is that they have received such a nature from Adam. The defect is precisely and solely theirs by origin, and as such rather a matter- of commiseration than- of blame. It is not really a sin of nature, but a sin of a will in the nature, pros• Sin is an analogous idea. Venial sin falls short of the full notion of sin in that it is not fully evil; original sin in that it is not fully culpable; only mortal actual sin is fully evil and fully voluntary. Cf. II Sent., d. 85, q. 2, ad 2. 28 Summa Theol., I-ll, q. 81, a. 2; etc. ST. THOMAS' THEORY OF ORIGINAL SIN 171 ducing a nature with defects which are sinful. What the theory lacks is a link between the individual.natures enabling Adam's culpability to be predicated of the whole human race. We have, indeed, established the presence in all men of a culpable defect, but the culpability is so far only attached to Adam. The inference of the sin from the penalty is also abandoned by St. Thomas in his later writings. For to be valid it would have to start from a punishment that deprived the nature of a good due to it as such in aU the individuals. We have no example of such a loss. The deprivation of original justice is the loss of a good belonging to the nature, not as such, but insofar as propagated from Adam. It is only in this sense that a person can be punished justly for another's sin-inquantum est res patris. We are deprived of a good not belonging to us of our own right, not demanded by our very nature, but only ours precisely as descendants of Adam. Hence this loss is not strictly a punishment for us but for Adam. To show that it is a punishment for us it must first be shown that we ourselves, our individual natures, are "quaedam res Adae ": the theory only shows that our preternatural gifts are such. The illation from punishment to sin must be performed strictly, going from that which is due but deprived, to the person to whom it is due. Original justice in us was due to Adam as he was created; it is not due to us as such (except some other basis be found) : hence we can only conclude to sin in Adam, not in us. Therefore, St. Thomas will abandon this approach, and taking the fact of original sin as revealed, will try to find a rational explanation filling the lacuna· in his theory of the Commentary on the Sentences, and showing that there is a unity of human nature making it possible ·to predicate sin and culpability of all the individuals descended from Adam. b. In St. Thomas' later works. 24 "' And thus we must proceed in another way " (Summa Theol.); "this question is easily solved if distinction is made "'IV Cont. Gent., c. 52; de Malo, q. 4, a. l; Comp. Theol., cc. 200-201; Summa Theol., I-ll, q. 81; ad Rom., c. 5, lect. 8. 172 OSWIN MAGRATH between person and nature" (Comp. Theol.). The new attempt commences by laying down a certain unity of mankind. Firstly, in the static order, mankind can be compared to a community or collegium participating in some common characteristic such as citizenship, and thus looked on as one man. The individuals in such a society are then like the members of a body, able to act in virtue of the whole, in that their actions are regarded as the actions of the whole when they act in virtue of the common characteristic. In the same way all men share in one nature, and as such can be regarded as one man, and each man a member of that one man, insofar as he shares in the common nature--or more precisely in the Compendium Theologiae/ 5 and in the Commentary on Romans, 26 "as certain members of human nature." This precision is important, for thus far we have not advanced beyond the theory of the Commentary on the Sentences, but have only taken a different viewpoint of the same community of nature on which that theory was based. This unity is logicaJ (with a real basis, of course), a unity of logical essence, but not yet a :real unity of nature. It only establishes a potential membership, since membership is in relation to action and to the end of nature. Here we have only a static logical unity of essence, just as in the city we have only a logical, moral unity of citizenship. For this unity to become :real and actual, we must postulate some real link between the various members of the nature. Many commentators here build the bridge needed by postulating a divine decree o:r pact made known to Adam, by which he was constituted moral head of the human race, and his will held for ours. They thus make this part of the comparison the final theory, and only reserve the motio generationis for the role of necessary condition of our sharing in Adam's nature. The contrary is seen in St. Thomas who does not mention this first unity in the Commentary on Romans, who and in the Compendium Theologiae and De Malo says: " as one community o:r rather as one body of one man." Similarly in the •• "&Jc. cit. •• C. 5, Iect. 8. ST. THOMAS' THEORY OF ORIGINAL SIN 173 Summa Theologiae this unity of community or citizenship is only an introduction to the unity of membership of one body, and is only mentioned in the :first article. This can be further discussed after we have seen what is the central point of St. Thomas' theory, the point which he added to that of the Commentary on the Sentences: the unique nature of the movement of generation. Here is a link, a natural act, between the already established unity of nature and the unity of individuals which is sought. It is the extension of the static unity to a dynamic one that supplies what is needed to complete the theory. The comparison is now advanced between actual sin in the members of the body and original sin in the members of human nature. Just as in the one person of a man there are many members, so in the one nature of man there are many individuals. And as the hand is in potency to be constituted an actual member by the movement of the will, so different men are in potency to be constituted actual members of human nature by the movement of generation. The difference is that the person is already an actual unity in being, and only in potency to a unity in action; the nature is also in potency to unity in being. The hand can be reduced by the will into a state of actual sinning, the individual nature can be reduced by the movement of generation into a sinful state of being. We have then a parallel between the actual personal membership of the hand acting under the movement of the will, and the actual natural membership of an individual coming into being under the movement of generation, in virtue of which parallel the individual natures are members of a real unity of human nature, just as the members of the body are members of a real unity of personal action. Now the sin of a member as such is not by its own will, but by the will of the whole man; similarly the sin of an individual human nature is not by the will of the individual but by the will of the whole. The only will which can be called the will of the whole is that of the man in whom all the individuals 174 OSWIN MAGRATH existed virtually; it is more accurately a will in the nature than of the nature. The morally defective action in the hand is called the sin of the hand insofar as the hand is made an actual member of the person by the sinful movement of the will; so also the morally (as has been shown) defective condition of the individual nature is called a sin of the individual nature insofar as it is constituted an actual member of human nature by the movement of generation. Just as the sin of the hand is voluntary by the will of the person of whom it is a member, so is the sin of the individual nature voluntary by the will of (or rather in) the nature of which it is a member. Hence, just as granted a voluntary defect in action transmissible to the hand by a movement of the will there can be a sinful act of the hand, so given a voluntary defect of nature transmissible to the individuals of the nature by the movement of generation there can be a sinful state of the individual natures. And as the sinful action is imputed to the hand insofar as to the degree that it is made a member of the person acting by a movement of the will, so the sinful state is imputed to the individuals insofar as made members of the nature by the movement of generation. Now we have seen that the lack of original justice is such a voluntary defect of nature, and is necessarily transmitted by the movement of generation; hence in the individuals, considered precisely as receiving that human nature by the movement of generation from Adam, as members of human nature in this sense, it is sinful. In the individual it is in the first place a sin of the whole nature, and only belongs to him insofar as he is constituted a member of that nature by the movement of generation. The individual, therefore, himself is sinful, insofar as he is one with Adam in human nature; it is not only the lack of original justice which is now a" res Adae," he himself is such. We have a real sin of nature, not only a culpable defect in nature. The theory of the Commentary on the Sentences remains as the basis of the new theory; indeed only in the light of the new theory does the old gain its full validity. We have now reached the sin of nature at which the earlier argument aimed. It is to the real STo THOMAS' THEORY OF ORIGINAL SIN 175 unity of voluntarily defective nature that the sinfulness of the individuals is attachedo The nature itself is sinful in any of its concrete examples, united by this bond of generation; the abstract nature is not such, but only accompanied by a sinful defecto We can thus distinguish three moments in the transmission of original sin: firstly the Fall, the actual sin of Adam, the punishment of which is the loss of the preternatural gifts given to him in view of his continued adhesion to God; secondly the transmission of this loss and its results by natural generation, the fallen nature being unable to generate a better than itself; thirdly, and simultaneously with the last, the transmission of the culpability of this loss, insofar as Adam's descendants are members of his natureo The key lies in the unique nature of the act of generation, which produces the individual in a state of deprivation, in an analogous way to the movement to actual sin of the bodily member of a person, coupled with the fact that original justice was given to the nature and extended to the bodyo27 We have said that many commentators and other theologians demand a divine decree for the explanation of original sin transmitted. Now we have seen that such a moral unity of mankind is the least essential part of St. Thomas' theory, and is used only as an introduction to the more difficult concept of physical membership. The explanation also raises difficulties, notably on the score of divine justiceo What it seems to involve is that God should make us responsible for what we have not willed with our own wills, by an arbitrary decree whose only effect appears to be the propagation of the evil of sin. If, however, we lay the blame at the door of natural necessity, God is no longer positively :responsible for our sinfulnesso It is urged by some that it makes our sin necessary. St. Thomas answers this by saying: " nor is it required for the nature of fault that each sin be voluntary by the will of the members by which it is exercised, but by the will of that which "" Cf. de Malo, q. 4, a. 8, c. 176 OSWIN MAGRATH is principal in man." 28 Other reasons given for the divine decree of moral unity are that it is necessary to restrict our share of his first sin, and to exclude share in sins of intermediate parents. Both these are answered by St. Thomas by recourse to the sin of nature. Only Adam's first sin deprived human nature of a natural good. Had Adam not sinned, the descendants of the first sinner, whoever he was, would have contracted original sin, as St. Thomas explicitly states in De Malo/ 9 , although some theologians are constrained to deny the authenticity of this text, in order to maintain their theory of a divine decree constituting a moral head of the race. III. THE NATURE OF ORIGINAL SIN After analysing the mode of transmission of original sin and the analogy on which St. Thomas' theory is based, the precise nature of this sin requires elucidation. What is this defect of nature in relation to man's supernatural end? a. In the Commentary on the Sentences. 30 We have seen that in the Commentary on the Sentences original sin is conceived of as a deprivation of certain gifts given in view of a supernatural end. In every sin, says St. Thomas, there is a formal and a material element, and he proceeds to make a comparison between actual and original sin. It is only in this context that such a comparison appears the Commentary on the Sentences. An actual sin, or deordinate act, contains two elements: the act and its deordination, or conversion to commutable good and aversion from God. The disorder or aversion is what makes it evil, so that this is the formal aspect; the act itself is the material element. (It may be remarked that this is not the disputed question whether actual sin is formally constituted by its positive part: here the analysis is of sin as evil, not precisely as an act of the person, which is the other question. 28 Comp. Theol., c. 196. •• Q. 5, a. 4, ad 8; cf. also 1l Sent., d. 83, q. 1, a. l, ad 8. •• ll Sent., d. 80, q. 1, a. 3. ST, THOMAS' THEORY OF ORIGINAL SIN 177 We are now treating not of the culpability but of the evil of original sin.) Like actual, original sin has two elements: the disorder of the lower powers tending towards their natural objects, and the disorder in :regard to the end. The first disorder is the absence of the bond that held the other powers under the will; the second the absence of the determination of the will to God which it had in the beginning; the latter is formal in regard to the former, since it is by the will that the other powers were subjected to the end of man. Hence the loss of subjection to God in the will plays a formal role in relation to the loss of subjection to the will in the lower powers. Consequent on this material disorder, the lower powers tend each to its natural object: this we call concupiscence, not indeed the actual movement of appetite, but the tendency to inordinate desire which results in the lower appetite, arising from the loss of the bond which held it subject. Both these elements of original sin are privative. The tendency spoken of is that left by the removal of the bond which held the passions or subject to the will, not any " conversio " either habitual; it is, as it were, a positive aspect of original sin, although it is a positive solely from a deprivation, and it is called original sin by transference of the material to the whole. Original sin, therefore, is formally the lack of determination directing the will to its end, God; materially, the lack of subjection of the lower powers to the will, which in its positive aspect we call concupiscence. b. In the De Malo, 31 Since in this work the theory of the movement of generation has been elaborated, it is thence that a start is made, conceiving of original sin, not in the manner of the Commentary on the Sentences, as a destitution of original justice, but as " that which reaches him (the individual man) from the sin of the first parent"; just as sin in the hand is what reaches it from the movement of the sinful wilt Now in the case of the 01 Q. 4, a, 2. 2 178 OSWIN MAGRATH hand what reaches it is " a certain effect and impression of the first inordinate movement which was in the will, whence it is necessary that it bear its likeness." The sin of the will consists in turning to some temporal good without right order to its due end; so the sin of the hand is " its application to some effect without some order oi justice." There is in this actual sin aversion and conversion, the formal and material element; and these two elements are shared by the hand because it is a member of the person sinning; in the same way in Adam's sin there was a formal and a material element, aversion and conversion. From the first there resulted in his nature a loss of original justice; from the second his lower powers experienced " a sinking down to lower things," explained as deprivation of that by which they were subject to reason, and abandonment to their natural tendencies. In those born of him the higher powers lack that order to God which original justice conferred, and the lower powers and the body are not subject to reason perfectly, but tend to their natural objects incontinently. must, of course, eliminate from the constitution of original sin all those powers which have no order to the end of man; but among the moral powers of man the will plays a formal part in relation to the rest. Hence the privation of the perfection of the will is formal in relation to the privation or disorder in the lower part of the soul, its liability to inordinate passion. Original sin, then, in the children of Adam " is nothing other than concupiscence with the lack of original justice," the latter being formal, the former materiaL St. Thomas repeatedly insists that it is not any positive concupiscence that is meant, or positive turning to evil; but only the openness to evil left by the loss of rational control. Yet the attempted parallel between actual and original sin is uncomfortable, and it is necessary to stress the positive aspect of concupiscence to bring it out; hence in the Summa, while the positive consideration of original sin is developed, the comparison with actual sin is dropped, and the analysis is made according to its proper nature of habitual sin. ST. THOMAS' THEORY OF ORIGINAL SIN 179 c. In the Summa Theologiae.32 The question is thus opened up from a new angle, in the Summa; " Whether original sin is a habit? " Indeed, St. Thomas seems to have developed his doctrine, for in the Commentary on the Sentences 33 and in De Malo 84 he denies that original sin is a habit (speaking of an operative habit), and regards it simply as " proneness or disposition to concupiscence, which is from this that the concupiscible power is not .perfectly subjected to reason with the removal of the restraint of original justice"; but here in the Sed Contra he argues: " disposition is said according to some habit " and he proceeds in the article to distinguish between operative and entitative habits. A habit is: " a disposition whereby that which is disposed is disposed well or ill, and this in regard to itself or in regard to another: thus health is a habit." 35 It is differentiated from other qualities by being a determination of the subject in relation to its nature-bene vel male. The relation is primarily to the nature of its subject, and only to operation, insofar as it is the end of nature or conducing to its end. Hence there are two kinds of habits, distinguishable according to their subjects: those which are subjected in the essential parts and dispose the subject in relation to its form or nature; and those subjected in potencies of their nature operative, which, therefore, dispose the subject in relation to the nature of those potencies, i. e. to operation. The first of these is an entitative habit, and is a determination of the entitative potency of its subject, and with this we are now concerned. In the body there is a certain potentiality in regard to the soul: it can be well or ill disposed in its regard; there can be entitative dispositions in the body such as illness or health. Owing to their instability they are rather to be called dispositions than habits. Can there be an entitative habit in the soul? Not in regard to the natural form, for the soul itself •• I-II, q. 82. •• II Sent., q. 30, a. 1, a. 3, ad 2. •• Q. 4, a. 2. •• Summa Tkeol., I-II, q. 49, a. 1. 180 OSWIN MAGRATH is that. But the spiritual soul is peculiar in that it is itself in potency, and can be determined in relation to a higher nature, the divine nature, by grace, which is thus a unique case of an entitative habit subjected in the form. It is in this sense that St. Thomas calls original sin a habit: it is an illdisposition of the nature in relation to God, in comparison with the state of harmony in which it was created. Here in the Summa it is not the privation as such which is original sin, qua habit, but the positive element of indisposition of the parts of the soul. But this indisposition is in relation to the primal state or man's supernatural end, not to the nature as such. 36 How can this habit be analysed? The specific nature of an inordinate disposition is taken from its cause. Now the cause of original sin is the privation of original justice which subjected the human mind to God. 37 Hence original sin will be specified by this cause. Now original justice caused an order in the soul, expressed primarily in the subjection of the will to God, upon which the order of the other powers under the will followed. Hence the disorder of the soul resulting from the loss of original justice consists formally in the lack of subjection to God by original justice expressed by a lack of subjection of the will.38 The subject of original sin (as of original justice) is primarily the essence of the soul. But its immediate development is in the will " according to its inclination to act." 39 Original sin is not an operative but an entitative habit, as has been seen. But every habit has a mediate inclination to act, insofar as directly disposing the nature it also disposes the principle of action. For nature is the essence considered as a source of action, or in relation to the end. In man this relationship to the end is expressed by the will: the primary inclination to the end or away from it is by the will. Original sin, therefore, primarily affects the will among the potencies, and leaves it with an inclination to an object insufficiently determined, hence prone to sin. The habitus or •• Ibid. 87 Ibid., a. 2. •• Ibid., a. 8. •• Ibid., q. 88, a. 8. ST. THOMAS' THEORY OF ORIGINAL SIN 181 original sin immediately indisposing the nature by rendering it indetermined in its essence, consequently makes its act indetermined, and so inclines to the possibility of sin. There can thus (with Cajetan) be distinguished a primary aspect in the formal part of original sin, the privation of the gift which subjected the mind to God, and a secondary, the privation of subjection itself. The formal part of original sin is, therefore, the lack of subjection to God by original justice, the material part all other inordinations. Looking ·at it as a habit these things are considered in a positive aspect: the lack of subjection in the will as a positive order to an end less determinate than it should be (not a turning to any particular good) ; and in the other faculties a similar positive order to objects less regulated by reason than they should be. Original sin is this state of soul, insofar as it is voluntarily and culpably incurred by human nature in the sin of Adam. In itself it is a habitus corruptua, and an indisposition of the nature; but this indisposition being in the principle of operation, the habit, like its subject, has an inclination to act, and in the sense explained, to sin, which is expressed by the will. IV. THE ANALOGY OF ORIGINAL SIN The doctrine of St. Thomas on original sin is based on a rather complicated analogy, which it is useful to draw out. Sin in the strict sense is actual mortal sin; in secondary senses we have venial sin, the sin of a limb or of a passion, habitual mortal sin, original sin. With venial sin we are not here concerned, for the purposes of our analogy it is univocal with actual mortal sin, being both actual and immediately voluntary, whereas the point of the analogy is that original sin is neither. Sin of necessity includes two elements: an evil and the voluntariness of that evil. Actual mortal sin in the will contains both elements in their perfection, or rather in a state of identification: it is an evil act of itself voluntary. Analogy becomes possible on the real distinction of these OSWIN MAGRATH two elements, when the evil willed is found outside the act of the will causing it. This evil can be found in an act or in a state. If it is in an act of a member it is univocal with the evil of actual sin in the will; both are privations of order to the end in an act. If in a state it is analogous thus: Privation of order to end (Voluntary) Act Privation of order to end (Personal) State This founds the distinction between actual and habitual sin, the one being actual, the other habitual evil. The voluntary element founds another distinction, that between the sin of the will and that of the member, which two are univocally evil but analogously voluntary. The sin of the will is voluntary immediately of itself, the sin of the member is voluntary by the will to which it is united in person, thus: Privation of order to end The will as immediate per se cause Privation of order to end The will as per se cause mediante persona. Original sin is univocally habitual sin insofar as it is evil, being the privation of the order to the end in the person. The analogy lies in the voluntariness of this state, and it thus forms a third analogue of our second division, while at the same time being analogous to actual sin in the first manner, thus: ACTUAL SIN OF WILL Privation of order to end ACT (of will) ACTUAL SIN OF LIMB Privation of order to end ACT (of limb) HABITUAL SIN Privation of order to end STATE (of person) Will as per se cause Will as per Will as per 8e se cause cause IMMEDIATELY MEDIANTE PERSONA IMMEDIATELY ORIGINAL SIN Privation of order to end STATE (of person) Will as per se cause MEDIANTE NATURA Thus the analogy proper to original sin is that between it and the actual sin of a member in the order of voluntariness. This must be studied more closely; it contains a double analogy: THOMAS' act person 183 THEORY OF ORIGINAL SIN will state bodily member will and nature person. The first presents no special difficulty, being the analogy tween actual and habitual sin: as the will moves the bodily member (or itself) into an ACT not rightly related to the end, so the will moves the person into a STATE not rightly related to the end. The notion common to both is that of a voluntary privation of order to the end, the analogy lying in the proportionate realization of the same in an act, and in a condition of the person. In the one case it is a positive tendency to another end which founds the privation; in the other it is a simple absence of coordination to the end. But both these, the act and the person, as deprived, imply a tranescendental relation to the cause which deprived them, and which alone can deprive them in the moral order, the will. That this transcendental relation is implied in the immediate act of the will and in the immediate effect of the will is clear. It is a relation of potency to act and of effect to cause. But the exact relation of the member to the will is less clear, and still less so is its analogue in the relation of the individual men to the will of Adam. As St. Thomas says in the Compendium Theologiae,40 the solution lies in the distinction between nature and person. The analogy is drawn between the person in relation to its parts and the nature in relation to its individual supposits: person members nature persons. In the case of a sin of a member it is necessary that the member denominated sinful be united in person with the sinner; an instrument is not itself called sinful. It is rather the person who sins by his will and hand, and the hand is only called sinful precisely as part of the person sinning, who is himself sinful by his will. The person is denominated sinning by an act of the will (sinfully moving the hand); the hand is denominated sinning by its personal union with the person sinning. •o C. 196. 184 OSWIN MAGRATH in an analogous way in original sin the individual persons are denominated sinful by the nature, which is in a state of habitual sin, the nature being such by the movement of the will of Adam. In either sin there is, in the first place, a movement of the will, reducing on the one hand the person into a sinful act, on the other· the nature into a sinful state. In the second place there is a movement prolonging the condition of the person to its members and the nature to its individuals; a movement actualising, on the one hand, the potential unity of the person in action, on the other, the potential unity of the nature in many derived individuals. To apply this to the two: in the sin of the hand there is, firstly, an act of the will moving the hand in the same way as any other instrument; secondly, a state of actual sinning by this act of the will in the person; thirdly, the denomination of the hand as sinning owing to the condition of the person of which it is a part, consisting in the privation of the order to the end In the hand as part of a responsible person. In original sin there is similarly an act of Adam's will moving the nature into a state of sin; by this the individual nature of Adam is denominated sinful (here intervenes the postulate of original justice as belonging to nature). This is similar to other habitual sins, except that its subject is not only the person but the nature, the nature being deprived of its order to its end, as well as the person. There follows a movement producing other persons in a similar state in a necessary manner. These persons are then denominated sinful because their nature is in a state of sin by a necessary connection with a nature immediately rendered sinful by Adam. That nature, wherever found hypostatized, can be said to be sinful; it is a sinful person. We may attempt to rearrange the analogy between the sin of the hand and original sin in schematic form: Privation of order to end Privation of order to end Hand moved by will physically Person moved physically person moved morally nature moved morally will sinning will sinning ST. THOMAS' THEORY OF ORIGINAL SIN 185 The analogy peculiar to original sin is therefore: Hand moved by will physically Person moved morally person moved by generation physically Nature moved morally In both a moral taint is communicated by a physical movement. The analogy is in the similar or proportionate relations of hand to person and of person to nature that makes this communication possible-a relation of membership, consisting in a substantial unity in relation to the end. In the person this unity is accomplished by the movement of the will which reduces the member to an act of sin in substantial unity with the person. A habitual sin of the person is not thus communicated to the limb, the unity in relation to the end remaining potential. In the case of original sin the real substantial unity of the nature is produced by the movement of generation, reducing the individual person into a state of substantial unity with the (habitually) sinful nature. This sin of the hand, therefore, in the last resort consists of the evil act o'f the hand, with a transcendental relation to the person producing it; and original sin in the evil state of the person with a transcendental relation to the nature producing the person in that state. This relation is one of membership in relation to the act and the end, or substantial oneness. This is in the one case a personal unity, in the other a natural unity, real, not logical: a person acting deficiently, a nature being deficiently. This unity is produced by a reduction to act of the potency to personal union in action, and to union of being, by descent, in nature. The evil state is a privation (a pure privation in the case of habitual or original sin) , but it is founded on the positive entity of the act or nature, founding a relation of disproportion to the end. For while a physical privation is in re the same as a negation, being privation in relation to the exemplary cause which exists in the mind, a moral privation is a privation in relation to the final cause, and is necessarily based upon a relation of disproportion. For, whereas a thing physically deficient is not in consequence positively different, a deficiency in relation to an 186 OSWIN MAGRATH end as such necessarily implies another end, as no nature can remain without an end, whereas it can remain without a parL Hence in actual sin there is a positive conversion to another end, which is the basis of the privation in regard to the rule of morals; and in original sin there is positive conversion (habitual, potential) to another end founding the privation in relation to God: Privation Relation of disproportion Conversion to particular end person Privation Relation of disproportion Conversion to indeterminate end PERSON nature will will ACT This positive entity, since the privation is sinful, is transcendentally related to a responsible cause: the person immediately responsible by his will, or the nature responsible in Adam owing to the process of generation. Original sin, therefore, is the deprivation of the determination to God, in a person united by substantial generation to the responsible depriver. It must be noted that this positive element disproportioned to the end is not necessarily a contrary end, but may be an end implicitly including the end deprived. It is nonetheless a moral defect if the determination to a particular end is morally due to the subject so deprived, the person or the nature. v. THE EFFECTS OF ORIGINAL SIN By original sin, according to the traditional phrase, man is "spoliatus in gratuitis, vulneratus in naturalibus." Is there a real diminution of natural good resulting from original sin, so that man is now in a worse state than he would have been in a state of pure nature, without any gifts natural or preternatural? a. In the Commentary on the Sentences. 41 It is repeatedly insisted thatnone of the natural constituents u J.l Sent., d. SO, q. 1, a. l, ad. 3; etc. ST. THOMAS' THEORY OF ORIGINAL SIN 187 of man are lost or diminished; original sin is entirely a matter of deprivation of a gratuitous perfection. In the Commentary on the Sentences the privative point of view is very clear. The only wounding of nature that can be spoken of is in relation to the end " inasmuch as man has become less disposed to and more distant from the attainment of the end: And for this reason also he is said to be despoiled of gratuitous gifts and wounded in nature." This identification of the two, loss of gratuitous gifts, and wounding of nature, seems to be St. Thomas' doctrine through all his works, only clearer in the Commentary on the Sentences owing to the more purely privative consideration of original sin found there. b. In the later works. In his later works St. Thomas starts from a more positive idea of original sin, as " that which reaches him from the sin of the first parent." Still, in the De Malo the privative character of these effects of the Fall is dearly maintained, to quote but one passage among many: " The superior part of the soul lacks the due order to God which obtained through original justice, and the lower powers are not subjected to the reason but are turned according to their own impetus; and even the body itself tends to corruption according to the inclination of contraries from which it is composed." 42 In De Malo 43 the difference between pure nature and nature in a state of original sin is marked in answer to the objection that the privation of the vision of God is not a penalty but a natural privation of man without grace. St. Thomas distinguishes between the states: "which would not have in itself whence it might arrive at the divine vision," and " which would have in itself something from which the lack of the divine vision would be due to it." This 1s only a positive moral difference, for, St. Thomas explains; 14 in original sin there is no conversion, "but only aversion or something corresponding to aversion, namely, the soul's foresaking of original justice." But is there a positive physical difference too? In the Summa ' •• Q. 4, a. 2, c. '" Ibid., a. l, ad 14. •• Ibid., q. 5, a. 3, c. 188 OSWIN MAGRATH with the conception of original sin as a corrupt habit, and with the treatment of the effects of original sin in a more concrete manner together with the effects of actual sin, it might appear that St. Thomas has altered his views. A careful consideration of the whole doctrine of St. Thomas in the Summa will show that his doctrine remains unaltered, though presented in a form which emphasizes the positive aspects of original sin. Looking on it as a complex of conflicting disordered appetites, it is easy to see that it can be called a wounding of natme in a stricter sense than if regarded as a privation having certain positive results. The positive state of conflict looks more unnatural than the privative state. Hence many expressions. But in the article where St. Thomas expressly asks about the wounds of nature, the whole emphasis returns to the privative nature of the effects of original sin: " And this destitution . . . is called the wounding of nature," a phrase which seems to minimize them in the same way as the one quoted from the Commentary on the Sentences. It is true that he says that the powers of the soul are "in a certain manner destitute of the proper order by which they are naturally ordered to virtue," and that this is the destitution that he here means. But it is impossible to understand this of any destitution of the constituent parts of nature, which he explicitly excludes; nor can it be a diminution of the inclination to virtue by a positive disposition to evil, such as is left by actual sin. In the first place there is no evidence for this :positive inclination in St. Thomas; the contrary is frequently asserted in his other works, and it should be clear that the same doctrine underlies the slightly different point of view of the Summa. The diminution of the inclination to virtue must be a loss of the determination to reasonable good possessed in the beginning: a determination, it must be noted, natural not only in the sense that it is fitting to nature, but also in the sense that it is a determination called for by the very nature of the powers as human, and a determination that must be produced by repeated acts, if not implanted by the Author of nature. ST. THOMAS' THEORY OF ORIGINAL SIN 189 The wounds of nature, therefore, are the natural disorderliness of the powers of the soul, considered in comparison with the pristine state of integrity, and also with the natural ideal of human perfection. It seems, therefore, that St. Thomas' teaching reduces all the effects of original sin, the wounds of nature, not to any physical or moral deterioration, however minimum, but to the natural unsatisfactoriness of human nature owing to its composite spiritual and material character. This opens up the vast field of the relation of natural and supernatural, of the need and desire of man for grace and glory, with which the doctrine of original sin is so necessarily bound up. Oswrn MAGRATH, 0. P. St. Nicholas Priory, Stellenbosch, C. P., Union of South Africa NATURAL SCIENCE AND THE I:rt'fAGINA'fiON I I. INTRODUCTION MAGINATION, or as Aristotle called it " phantasy," first received its formal and philosophical airing in his treatise De Anima. Like many other principles of human knowledge introduced there, the imagination has certain obscurities. However, unlike most of the other principles treated in the De Anima, the imagination has not been explicated and elucidated to general satisfaction. There has, it is true, been much written about the imagination as a factor in artistic creation, as a source of fallacies and temptations in morals, as the matrix of the unreal, the fanciful. But little has been done to analyze it as it was originally presented to us by Aristotle, a principle of knowledge. 1 Our analysis will be limited to the speculative or scientific function of the imagination, and we think that this is a sound policy. For the imagination, being a principle of knowledge should, like all principles of knowledge, be primarily analyzed in terms of knowing simply. If we analyze the imagination as the point of departure for artistic or moral action, we are beginning from a derivative position on the imagination; and since it is speculative knowledge that has primacy in the order of knowledge as such, it is to our best advantage to understand the imagination as a principle in this context. Moreover, the present discussion of imagination is restricted to an analysis of the imagination in terms of knowledge, and not in terms of psychology. not interested in imagination as a principle 1 The Scholastic commentators in general have restricted themselves to repeating in the same terms what Aristotle said about the imagination. The treatise on the imagination by Pico della Mirandola does not go beyond a general summation of Scholastic opinion on the imagination. 190 NATURAL SCIENCE AND THE IMAGINATION 191 in the construction of the human psyche, but our interest in it lies in its cognitional significance and function" In other words, we are here elaborating the place of the imagination in a theory of knowledge-and necessarily a metaphysic-rather than its role in human life. We believe that in the economy of knowledge imagination has a pivotal and essential function because of the peculiar structure of one field of knowledge, viz. Nature. Nature is the object of the Philosophy of Nature insofar as we consider it as the totality of existence qua movable" But Nature admits of another scientific study, which we call the positivistic study of Nature" Fmm this study of Nature are produced those bodies of knowledge called the Natural Sciences" Since these sciences necessarily have recourse to the sensible as the ultimate arbiter of the validity of their rationalizations, and because this same sensible was the point of departure for the rationalization, it is necessary that the sensible be apprehended as such, if scientific knowledge proper to the Nat ural Sciences is to be possible. If we could not grasp Nature qua sensible, there could not be any Natural Science, and we hope to show that it is in virtue of the imagination that this apprehension is brought about" If we could never abstract the sensible from its temporal context as we always find it at the level of empirical experience, there could never be any science of Nature qua sensible. For at the level of empirical experience we do not grasp the sensible-the object of Natural Science; but rather we are confronted by the temporal in one of its modes, either in a present intuition, or in a memory" At the level of empirical experience, i. e. temporal experience, there is no abiding object, such as is demanded by any scientific enterprise, but only a multiplicity of different and exclusive existences" Science first emerges from the welter of atomic intuitions of the temporal at the level of the sensible qua sensible-and that is the product of the imagination. Thus, in brief, we have set out the orientation of our investigation into the problem" 192 WILLIAM II. A. GERHARD THE ARGUMENT According to Aristotle, " the proper object of unqualified scientific knowledge is something which cannot be other than it is." 2 However, in empirical experience what we know is that which is in a now, as Aristotle calls it; and thus the object of empirical experience is first grasped in the presento But, as he further points out, that which is in a now is intrinsically different and exclusive in its "to be." Hence, to the extent that something exists in a present now, it is necessarily its cause of being past as a now, with the result that the now is the source of both sameness and otherness in existence, as Aristotle says: " All simultaneous time is the same, for the now is the same as that which once was-although their to be is different-for the now limits time in respect of before and after." 3 Does it follow, then, that any context of reality in which the now occurs is radically ·and irremediably unscientific? There have been, I believe, three positions taken in answering this question. The first two agree with each other in that they hold that there is no possibility of science in regard to such reality. The third position, which is an elaboration of the prinwhich ciples afforded by Aristotle, reaches a science of reality the now occurs through the collaboration of mind and imagination, the former giving the mode of knowing, and the latter the object of science. The first of the three positions indicated maintains that there are two distinct realms of cognition: the sensible, which has only practical or utilitarian value, but no scientific worth; and the ideal or noetic realm which alone supplies appropriate objects for science. 4 The second of these three positions holds that the sensible world alone is existent, and, consequently, it • Posterior Analytics, 7l b, 14-15, translated by G. R. G. Mure. Physics, b, unless otherwise noted, the translations are those of the author. 4 Cf. W. A. Gerhard, "Idealism: The Primacy of The Good," THE THOMlST, XIII, January, 1950. 3 NATURAL SCIENCE AND THE IMAGINATION 193 alone can supply objects for scientific knowledge. In this latter case, however, science is a transformation of sense_ experience into logical forms expressed symbolically by words or mathematical signs. Hence, science is not an reproduction in the mind of sensible things, but rather results from the sensible reality being metamorphosed into verbal, logical or mathematical existence. Consequently, the so-called empirical position depends radically upon the injection of mind into reality which is thus changed into a scientific object. The essential difference between these two positions does not result from the one postulating that the genesis of science is from the mind's comprehension of noetic forms, and the other holding that science results from sense. For the second position also holds that science derives from mind. These two positions differ insofar as the first finds an objective counterpart of the mind's existence as scientific in a noetic realm; while the second position maintains that there is no objective counterpart as such of the mind's scientific knowledge. But the agreement of these two positions is quite fundamental. They both agree that, in a context of reality where we experience only that which is in a now, the sensible, there cannot be any basis for a kind of knowledge which must be universal, necessary, imperishable-viz. science. The corollary from this primary thesis is likewise identical in both positions: since there · must be science, it must be the product of the mind itself, alone and una betted. Proceeding from this thesis, and its corollary, it is possible to explain a metaphysic, a philosophy of nature, and mathematics. For in each of these disciplines the. object to be known is explicable qualitatively in terms of the mind's categories as adapted to each of these disciplines. But in neither of these critiques can we handle the science of Nature, not insofar as it is purely rational, or philosophical, but insofar as it is sensible. For, as we have seen, the sensible is that which exists in a now. For only in a now can the sensible exist, since the sensible requires the simultaneous existence of contrary sensible qualities, which constitute the sensible; and, as we have seen, 3 194 WILLIAM A. GERHARD it is the now which is the principle of simultaneity, as well as the source of the before and after. But such existence is the very contrary of that required for a scientific objecL Hence, to speak of the science of the sensible is ridiculous. We must not underestimate the objections of the two positions outlined. For unless their thesis and corollary can be answered, there cannot be any science of the sensible. So, we must establish first that there can be given the sensible object as such, and secondly, that this object can be analyzed in terms of science properly so-called. But let us spell out the objections brought up by the two positions cited. To have an object of natural sciences, we must analyze the existence of such an object in terms of the principles proper to it, for thus only can the science of an object be generated. However, the principles proper to this form of existence are principles proper to time. For the object of such a science exists in a temporal contexL The principles in terms of which time is analyzed are three: the now, and the before and after. The now can be considered first as a principle of existence. The object of the perfection of sense knowledge is not the individual sense quality, but rather the object of the communis. This object is specified by being that which exists in a now, and is known by means of the various sensible qualities. But the existential now, not the sensible qualities, is the formality and term of this knowledge. However, the existential now is dual, for it exists by reason of being a now as the limit of the before and after as well as being the present. Thus, the now, :rather than being a principle of unity, is the cause of atomic, disconnected existences. 5 • Post. Ana., 45 b, 3-10: "It is evident, we may suggest, that a past event and a present process cannot be " contiguous," for not even two past events can be " contiguous." For past events are limits and atomic; so just as points are not " contiguous " neither are past events, since both are indivisible. For the same reason a past event and present process cannot be contiguous, for the process is divisible, the event indivisible. Thus the relation of present process to past event is analogous to that of line to point, since a process contains an infinity of past events:' NATURAL SCIENCE AND THE IMAGINATION 195 Nor can we handle the problem better by considering temporal existence in terms of the principles of before and after. For even these principles cannot enable us to achieve an object of science. For, as Aristotle has said, time consists of the number of the before and after, but it is neither number nor motion, but only motion that can be numbered: " Time is not motion, but motion insofar as it has number . . . and time is the numbered but not that by which we number." 6 Hence, time itself contains a contrariety in itself so that it can only be expressed by a numerical series. But the expression of time by number is merely a description of what time is by telling its property. For time is not, as Aristotle noted, number. Time, in se, is ineffable, because it cannot be as such, but must be of contrary parts, the before and after, in both of which time is, but is in contrary modes. So to seek a scientific object at the level of the temporal considered as before and after, is to find the same intrinsic dialectical contrariety in existence such as has already rebuffed our attempts at the level of the now. 7 is it impossible, then, to have science of motion that is numerable, because we do not have a requisite object? And, it is to be remembered, all motion that is numerable means all existence that occurs in time-and this constitutes all the matter of empirical experience. To pose our question radically, therefore, we must ask: Is all natural science impossible because it deals with that which exists temporally, a kind of existence that necessarily renders objects unscientific? To return to the two problems which must be answered if there is to be natural science: (1) How can we achieve the sensible as such as an object? and (2) How can this object be analyzed scientifically? As for the problem concerning the intrinsic unscientific nature of temporal existence, there is no • Physics, 219 b, 2-8, passim. 7 Obviously, we cannot say that, since we find the now as unstable as a scientific object, we could find a scientific object to whose existence we could attach the predicates of before and after. For the before and after become such in virtue of the now (cf. Physics, 219 a & b), and if their determining principle is unscientific, a fortiori they also are. 196 WILLIAM A. GERHARD refutation by showing that the problem arises from a specious or erroneous analysis. The objective context as such cannot be found for a science of the temporal. If, then, we are to have an object for the natural sciences, we canot find it ready-made, but we must, so to speak, make it. However, the making of a scientific object is not in any way unusual in the Aristotelian economy, for it is completely in keeping with Aristotle's metaphysics. Hence, in saying that we shall resolve our problem by making the scientific object, we are completely consonant with Aristotle's analysis in other sciences. But the making of the scientific object differs in different sciences. In speaking of mind in the De Anima, Aristotle specifies it thus: " Of it you cannot predicate any nature other than this -it is able. For that which is called the mind of the soul (by mind I mean that whereby the soul knows and judges) is none of the existents before it thinks. . . . And so they say well who call the soul the place of forms, except that the whole soul is not such, but only the noetic (soul), nor is it actually the forms, but only potentially." 8 And again he says: " And mind in one sense can become all things, but in another it makes all things ... and in its substantial being is as actual." 9 According to these two excerpts, mind has two attributes: (1) it is the form potentially, and (2) it can make all things because mind is substantially actual. Form, as we know from other contexts in Aristotle, is that whereby a thing is what it is, that whereby the nature of the object is determined. 10 But Aristotle, when relating the formal cause to the material cause, does not speak of it as that which the matter is potentially. For the matter never is the form-it is determined by the form. However, in the case of the mind, Aristotle says that it is potentially the form. Hence, when in act-in knowing-it is the form. But it is the form of itself, because it is substantially actual; and since its actuality is being the form, per se it is the form. What does this mean? We do not say that an object is the form, but rather it is caused in its " what " 8 De Anima, 429 a, 21-29. 1 °Cf. De Generatione et Corruptione, 885 b, 5-8; Physics, 194 b, 26-28. • Ibid., 429 a, 15-18, passim. NATURAL SCIENCE AND THE IMAGINATION 197 by the form. That which per se is form would be that which makes the form of an object be qua form. Hence, the mind in being that which makes the form of an object be qua form is properly specified as the form of form. But, what makes the form be as such is its being as the determinant of existence, for it is form which causes existence to be " what." Thus, radically, what makes form be qua form is existence. For it is in virtue of existence that the formal determination of existence is as such. Therefore, that which is the form of form, that whereby form realizes itself in its purity, is existence. Consequently, when Aristotle says that mind makes all things because it is actual, he is saying that mind, insofar as it is the form of forms, is nothing but existence. This is the perfection of mind-science-when the mind is as the form of form. Aristotle speaks of this knowledge when he says: vVe suppose ourselves to possess unqualified scientific knowledge of a thing as opposed to knowing it in the accidental way in which the sophist knows, when we think that we know the cause on which the fact depends, as the cause of that fact and of no other, and, further, that the fact could not be other than it is. Now that scientific knowing is something of this sort is evident-witness both those who falsely claim it and those who actually possess it, since the former merely imagine themselves to be, while the latter are also actually, in the condition described. Consequently, the proper object of unqualified scientific knowledge is something which cannot be other than it is.U Obviously, the object of science cannot be other than it is, because it is the formal principle of existence, that which makes existence be " what." And since of mind we can predicate only existence, when it knows it is the formal cause, and hence is the form of the object. For the formal cause is in either caseboth in the object and in the mind-identical its formality; in either case-both in the object and in the mind-identical in its formality, viz. determining existence to be a "what." In such knowledge the mind makes the object since it gives the form its pure existence as a form, i. e. it makes a form to be 11 Post. Ana., 71 b, 8-16. 198 WILLIAM A. GERHARD what it is, a pure determinant of existence. For outside of the mind the form is not as a form, but as a form of a thing; whereas in its existence in the mind, it is as a form of the form of forms, viz. the mind, and such a condition is the existence of the form qua form. Thus, when we say the mind makes the object, we only mean that it generates the existence whereby a formal principle of existence can be qua a formal principle. And since this formal principle of existence is as such when it exists through the act of the mind, to say that the mind makes the object of science, is only to say that mind is the act of existence of that which is only to determine existence. The mind, therefore, makes the object to be since it gives existence to the form in its purity; but the mind in being as knowing is determined by the form, i. e., the determinant of the existence of the act is not the result of the mind, although the existence of the act is/ 2 In such knowledge we have a perfect science, for it is scientific in object and in mode of knowing. In saying that we have a scientific object, I mean that the object of knowledge is the formal cause, a pure determining principle of existence, whether the existence be noetic or objective; and in saying its mode of knowing is scientific, I mean that the knowledge is in virtue of the mind being fully as the form of form, that its existence is identical formally with the existence of the object known. Thus, when our object of knowledge is a formal determinant of existence, there is an identity between the object and the mode of knowing, for the principle determining existence is one. 13 Hence, the making of the scientific object is the making of the mind as scientific, and both exist as one. But when we come to the problem of the natural sciences, 12 We have here only touched upon a large and profound subject to the extent that it serves our present purposes, which primarily are concerned with mind in human knowledge. At this level of mind, it is true that mind makes the existence of knowledge, but not the " what " of knowledge. However, in the primary analogate of mind, there resides not only the causality of the existence of knowledge, but also of the "what" of knowledge. Cf. Aristotle, Metaphytrics, 107£ b. 13 Cf. Post. Ana., 78 a, !i!l-79 a 83. NATURAL SCIENCE AND THE ][MAGINATION 199 we have seen that we cannot have a principle determining existence in a permanent mode, since the existential principle there is intrinsically manifold, and, consequently, the existing object is per se manifold. How, then, can we have science in respect of such an object? For it seems that there cannot be science unless there is an identical, stable, and necessary principle determining noetic and objective existence. It woulrl seem that the mode of knowing as scientific is impossible unless the object is a formal principle determining existence, which can also determine mind to be as scientific. This would be true if the existence of the mind as scientific were the result only of the formal principle known. However, the mind, rather than the form known, is the source of the existence of science, since it is the mind that gives the existence of the form known. Hence, it does not follow that science is absolutely impossible if there is not given a formal principle of existence as an object. Since the mind can give the existence of science, it is possible to have a scientific mode of knowing by projecting the formal aspects of its own existence as scientific to serve as the formal aspect of any object considered. But unless we are treating of the formality of the existence of the mind as scientific, we cannot achieve a full and complete science by the projection of the mind's scientific existence to serve as the object. For only in the sciences concerned with objects whose existence completely depends upon their being known, can we validly have the mind serve both as the scientific object and the subject of the scientific mode of knowing. As far as the natural sciences go, we cannot fully explain the existence of their object as scientific by stating that the mind can project its own laws and creatures to serve as the objects. For if we explain the natural sciences in such terms, we no longer have the natural sciences, but rather a logic or a mathematics of nature. But, if this is true, then we are still faced with the difficulties presented by the nature of the object that is to serve as the object of the natural sciences. It is an object whose existence as we experience it through the sensus communis, is that 200 WILLIAM A. GERHARD of a now, and as such it has within it the contrariety that we have seen occurring in that which is in a now. For the now is both the cause of itself and its other, in that it is in se the indivisible present, but as indivisible it is necessarily the principle of the divisible before and after. And since the principle determining the object's existence must be the principle of both the same and the other in respect of the object's existence, we cannot say that such a principle could determine existence necessarily and constantly. Hence, we cannot say what the object is, for it is both what it is, and what it was and will be, and these existences are incompatible as contraries. Yet to know this object, I must have in my knowledge of it this same and other aspect, since that is what constitutes the very nature of the object. But to know the object I must also transcend the contrarieties of existence as given in the now. Thus, my problem is to substitute for the contrary modes of existence arising from being in a now, a sameness and otherness that allow a permanency and simultaneity of existence. Sameness and otherness can be considered in two ways: (1) same and other implying exclusive existences, as occur in the present and the before and after; and (2) same and other implying simultaneous existences. If every case of same and other were only of the first type, it would never be possible to achieve an object of the natural sciences. For insofar as an object exists in the present, it is in its existence different from that which exists in the past, and since all knowledge is of existence, our knowledge of that which is in the present is different from that which is in the past, and thus our knowledge of temporal existence is concerned with atomic existences. Considered in this way, the whole endeavor of the natural sciences is impossible, since each object in a now is the principle both of its own existence and that of its other. It was in this way only that we considered temporal existence previously, when we concluded that not only that which is in a now, but also that which is as before and after, could NATURAL SCIENCE AND THE IMAGINATION 201 not serve as a proper object for science. But it may be that we were hasty in thus concluding, for now the problem appears somewhat different. Although the before and after, as well as the now, are all modes of existence that render an object unable to be as the object of science, since they cause its existence to be successively excluded, yet if we can transcend all of these modes of existence, and apprehend the formality of existence whence they derive, we can transcend the exclusive and, consequently, unscientific modes of existence adhering to natural objects, and reach them as being simultaneous and scientific. This means, obviously, that we must achieve the temporal object formally in its temporality, not being in any mode of time, nor being affected by any limit of time. At the level of the individual external sense, we are not in contact with the temporal as such. For the object of each sense is a quality, and as such has a homogeneous simplicity and unity quite unlike the exclusive and contrary parts of temporal existence. Hence, any contrariety in any object known through the external senses does not result from contrariety in any given quality, but rather by one quality being contrary to a quality of another kind. From this it results that in the object apprehended by the external senses, we have a multiplicity of specifically different qualities. For, as we have seen, within itself each quality has no principle of limitation, and the multiplicity we apprehend in what we sense is that of specifically different qualities. 14 Now, obviously, the problem to answer in this case where we are faced with a specific multiplicity is to find a principle of unity accounting for the co-existence of the specific multiplicity, and for the unity of our knowledge of it. But we cannot reduce the sensible multiplicity to a unity definable as sensible. For the sensible is definable only in terms of the sense, and vice versa. 15 Thus, to say that all sensibles can be reduced to the sensible as such implies that there is a sensible which is not any particular sensible. But this would require 14 Cf. Meta., 1057 b, 35-1058 a, 28. 15 Cf. De Anima, 425 b, 26-27. WILLIAM A. GERHARD that the sensible as such could not be a quality, for a quality as such cannot be simply, it is that not in virtue of which a thing exists simply, but that in virtue of which a thing exists in such and such a manner. However, since the sensible is that which is definable in terms of the sense-for the sense is the sensible in act-it follows that the sensible cannot be simply, but can exist only as the sense in act, or insofar as it makes something be such and such. Thus the reduction of the multiple species of sensibles must be to a unity indefinable in terms of sense qualities. But it must be a unity that can be made such and such, that is, a unity which can: be manifested by the multiple species of sensible qualities. That unity to which the sensible plurality can be reduced, and to which this plurality is related not as a group of principles of existence, but as manifestations of existence insofar as the plurality makes the existent being appear as such and such, must be of a manifold nature. The primary determination of making it appear such and such by the sensible qualities, is to make.its existence appear as exclusive and manifold. That is to say, since the sensible qualities cannot be reduced to any one sensible quality, but necessarily are always many, it follows that the only existence they can make appear such and such is an existence intrinsically partitive, manifold, and exclusive. For, since sensible qualities make the object qualified to be as such and such, what they qualify must be of such a nature that it can be manifested in this fashion. However, the reduction of the multiple sensible qualities to a unifying principle cannot be achieved if they are reduced to the existence they manifest, insofar as it is multiple and exclusive, formally and actually. Hence, the reduction can be achieved only if that existence can be apprehended in a mode of existence of which unity is predicable. This is tantamount to saying that this form of existence must be able to be in two existential modes in respect of its properly exclusive and manifold existence: (1) potentially multiple and exclusive in its substantial existence, but actually multiple in its qualitative, or phenomenal, existence-and it is in this mode that the sensible NATURAL SCIENCE AND THE IMAGINATION qualities can be apprehended as reducible to a unity, for thus they serve as expressing its multiplicity actually through their qualitative multiplicity-it is this that is known in a now as present and indivisible; 16 and . as actually being multiple and partitive, both in its substantial and phenomenal existence-and this is what is known when the object is known not only in respect of the present, but also in respect of the before and after. Moreover, if this is the case, it is clear that knowing this existence through the plurality of sensible qualities, insofar as they are manifesting the potential mode of an existence that is multiple and exclusive when existing actually, is valid. For since this object is known through its qualitative aspect, and in this aspect is known formally-although only qualitatively-as multiple, the knowledge of this object is valid. For since knowledge is of existence, knowledge of the multiple and exclusive substantial existence, achieved in a potential mode through multiple and exclusive qualities, is valid, since it is impossible that such an existence can be without being actually multiple and exclusive in some way or the other-either substantially or phenomenally. Hence, in knowing an existent, whose substantial existence is multiple, in terms of its actual qualitative multiplicity, the knowledge is valid since it is based upon existence-although I do not experience the substantial existence in its actual manifoldness, but only in its potentiality through the sensible qualities. 11 16 De Anima, 427 a, 10-14: "What is called a point is divisible insofar as it is either one or two. Insofar as it is indivisible it judges as one and at the same time, but insofar as it is divisible, it is not one.· 'For 'at the same time the same symbol is used twice. Hence, so far as the limit is used as two, it separates two things as itself being distinct and separated; insofar as ·it uses the limit as one (it is one) and acts in an identical time." 17 Ibid., 425 a, 14-125 b, II: "But of the common (sensibles) it is not possible that there should be a proper sense; these we sense by each sense, and not in an accidental fashion; such as motion, position, shape, magnitude, number, one. For all these we sense by motion, such as magnitude by motion; and also figure, for magnitude is a sort of figure. But rest we know by a lack of motion; and number by the denial of continuity, and by the proper sensibles, for each sense senses one thing. And so it is clear that it is impossible that there be a proper sense of any of these, e. g., of motion. Thus, the case is as that in which we now 204 WILLIAM A. GERHARD But since the existence expressed in the act of knowledge is formally identical with that of the thing known, although the mode of existence has changed, our knowledge of it as formally temporal is impossible since the now is atomic and incapable of traverse. For to know the object as formally temporal is to have our act of knowledge express the actuality of temporal existence intentionally. That is to say, our act of knowledge must formally create an intentionally existent object that is manifold and exclusive, not only qualitatively, as occurs in the knowledge of the sensus communis, but substantially. For in that way alone can we apprehend the temporal as such. But here-arises a difficulty. Temporal existence in itself includes intrinsically both the indivisible now, as well as the divisible before and after that are bounded by nows. To be in time is to be progressively before and after, which results from being bounded by a now. Hence, to attempt to comprehend temporal existence without the now, is to pervert the whole idea of such existence. Yet to comprehend it only in a now is likewise to distort this form of existence, for that is to know it in an indivisible mode of existence. Thus, if we are to know temporal existence formally, it is requisite that the object must sense the sweet by our sight. This happens because since we have both sensations, insofar as they occur together, we know them at the same time. But if this were not the case, it would not . be different from our sen•ing accidentally, such as Cleon's son, not because it is Cleon's son, but because he is white, and it just happens that this son is Cleon's. Of the common (sensibles) we have a common sensibility, and this not accidentally. But it is not a proper sense, for (if this were a proper sense) we would perceive them in no other way than has just been said about our seeing Cleon's son. The senses apprehend the proper qualities of each other accidentally, not insofar as they are qualities, but insofar as they form one, whenever at the same time there is a sensation of the same object, e. g. that bile is bitter and yellow. For it is not proper to different senses to say that both are one, wherefore there is the deception that if it is yellow, it is thought to be bile. One might ask why we have many senses, and not only one. It might be so that we might not miss the concomitant and common sensibles, such as motion, magnitude and number. For if there were only sight, and this would be of white, these (the common sensibles) would escape our notice, and color and magnitude would seem to be all sensibles, because they accompany each other. But since now the common sensibles are in other sensibles, it is made clear that each one is different from these." NATURAL SCIENCE AND THE IMAGINATION 205 be as an intentional manifold which expresses temporal existence potentially, such as occurs in knowing it in the indivisible now, manifested through the sensibles; and likewise must express the object intentionally as a manifold existence, substantially and actually. This necessity of including the now results from the fact that temporal existence must be considered to have as primary contraries not the before and the after, but the now and the before and after; while the before and after are contraries of time as it is manifold or divisible. Hence, to express temporal existence formally requires that the one existential principleto be temporal-determine the intentional act in such wise that its primary contraries be simultaneously. But since the principle called upon to cause the simultaneous manifold, is a principle that causes successive and exclusive existences, it is impossible that this principle could cause the now and the before and after to be simultaneously as parts of the manifold in the intentional act of existence. Consequently, temporal existence as the form determining the act of knowledge constituting science is impossible. For it is formally both the source of the now and the before and after, although it cannot be as both, formally and actually. That would mean that simultaneously the temporal object would be known as indivisible and as divisible. But this is obviously impossible. Hence, the formality of temporal existence must have a substitute to provide the object of knowledge. We have seen that the mind cannot of itself provide the principle supplying this object of knowledge, for that would produce either logic or mathematics, rather than an object for the science of temporal existence. We can :find a solution to this problem in Aristotle's analysis of the imagination. Aristotle describes the imagination as a kind of motion that does not occur without sensation, for its content is that which is grasped in sensation; hence, it is of the same kind as sensation, but unlike sensation, it can do and suffer in many ways, and it can be both true and false. An analysis of these attributes of the imagination can answer the 206 WILLIAM A. GERHARD problem now posed: How can the formality of temporal existence be known scientifically? Like all cognitive powers, imagination is a motion selfactuated. That is to say, as the act of sensation, or of intellectual knowledge, exists by the causality of the sense or the mind, respectively, so the act of imagination is the effect of the imagination itself. However, in the case of the mind, as we have seen, the act of knowledge consists of two existential principles: the mind itself and the formal principle that serves as the content or determination of the existence caused by the mind. Likewise, in the case of the sensus communis, the existence of the act of knowledge results from the sensus communis, while the formality existing intentionally is the past or present now. Thus, in both of these two forms of knowledge the existence of the act of knowledge is given by the cognitive power, but how the existence is determined is governed by another principle of existence. Thus we call the mind the form of forms and the sensus communis the form of the past or present now. But in the case of the imagination, the content of its act is that whereby the now is apprehended in the act of sensation. However, it is not the sensible qualities that specify sensation. What specifies the act of sensation as it occurs in the sensus communis is the being in a now. Hence, in the act of imagination we shall not include the now. Since the sensible qualities are not the specific property of the sensus communis, it follows that they can be cognitional factors common to other forms of knowledge. Thus, when Aristotle says that the imagination will contain that which is grasped in sensation, we must conclude that it will not be the now, since that specifies the act of sensation, but it will be the sensible qualities whereby the now is perceived. Thus the act of the imagination will consist of sensible qualities existing by the act of the imagination. But, unlike the sensus communis and the mind, the act of the imagination will not have two principles determining existence; for the sensible qualities do not determine existence, but rather manifest existence in different ways. What will determine existence in the act of the imagination? NATURAL SCIENCE AND THE IMAGINATION 207 First, obviously, like all cognitive acts, the existence of the act of imagination will be the result of the imagination itself. And, since there is no other principle to determine existence in the act of the imagination, the determination of the existence given by the imagination will also result from the imagination. Thus, unlike the other powers of knowledge, which become their object, the imagination in being active does not become something else formally other than itself. Its act consists of becoming apparent, i. e. of becoming the phenomenon. The content given the imagination by the sensus communis is not a principle determining existence, but is only a principle manifesting existence, viz. the sensible qualities. Hence, insofar as the content of the image is the sensible qualities, the content of this form of knowledge will not explain the nature of the object known. For this content:-the sensible qualitiesdoes not constitute existence but only makes it manifest. Hence, what these qualities manifest in the act of imagination is something different from them. But the only other element in the imaginational act is the imagination itself. Therefore, the sensible qualities exist as making apparent the imagination itself in its act, the image. Consequently, in the image the imagination exists actually as having caused itself to appear. Its actual existence is to appear as sensible qualities intentionally existing in the image. The imagination, then, can be designated as the form of sensible qualities. But we must recognize that, when we call the imagination the form of sensible qualities, the implication is that it is the imagination itself which is qualified by the sensibles existing intentionally. Therefore, there is no determining principle of the imaginational object other than the imagination itself. This being so, we do not have a criterion for truth or falsity at this level of knowledge such as we have in the cases of the sensus· communis and the mind. There truth depends upon the identity of a principle determining two forms of existence, the noetic or intentional, and the objective. But here we have one form of existence determined in two ways, as the subject of knowledge and as the apparent object of knowledge, the only 208 WILLIAM A. GERHARD extra-imaginational element in this act being the sensible qualities which were derived from the acts of the sensus communzs. What has occurred in the imaginational act is that we have preserved the qualitative aspects of the knowledge of the sensus communis, but we have substituted as the existential principle the imagination itself in act. We have freed the object from the attribute of being in a now, and in producing a subject free from being in a now, we have in effect abstracted it from temporal existence entirely. It is in virtue of being in a now that an object can be in time as before and after. But, although we have removed the object from temporal existence, either from its divisible or indivisible mode, we have preserved the formality of temporal existence insofar as the object of the imagination manifests the two essential forms of temporal existence, viz. sameness and otherness, or simultaneity and succession. For temporal existence has two contrary principles, the now and the before and after-and these are principles of exclusive modes of existence. And the temporal being becomes actual by successively being in these exclusive modes of existence. But the imagination has become actual in the image wherein it has successively become phenomenal in each sense quality contained in the image. Hence, in its act, the image, the imagination is identical with itself by being actual in the image; but it has become other than itself by being phenomenally different in each sense quality, each of which exists also as the imagination in act. Thus, in being phenomenally different in each imagined sense quality, the imagination is presented as existentially other; but insofar as in each imagined sense quality, as well as in the totality of them-the image, we have the identity of the imagination with its actuality. Of the imagination, therefore, we can say that it is the existential principle of the phenomenal, and as such it is one with itself in being phenomenal, but other than itself in becoming phenomenally different. But, even in being phenomenally different, the imagination is one in that its being is to be phenomenal. And since in the phenomenal there is no formal principle of NATURAL SCIENCE AND THE IMAGINATION 209 existence other than that whose act is to be phenomenal-the imagination, there is in the image no existential contrariety, with the result that in the image the phenomenal existence is given as one, the act of the imagination. Thus, to the extent that sensible qualities in the image exist as the imagination appearing, their contrariety remains as sensible qualities; but they have the unity of the imagination itself -its being as appearing. Hence, in the image comprising contrary qualities, we do not have a limitation and exclusion of the imagination's existence-as we do of the temporal in its being the now and in the before and after, which are contrary modes of existence; but rather we have the imagination being successively in each of the qualities by means of which it is, as well as being the principle of the unity of the image. In the image we have the formality of temporal existence given, thus giving for contemplation an object comprising simultaneity and succession, the formality of temporal existence. The one drawback is that the determination of the object of the imagination is the imagination itself. Thus, we cannot say that this object fulfills the primary requisite of a scientific object, viz. that it be necessary, and thereby generate a form of knowledge that is stable. If the image is to serve as a scientific object, the determination must come from outside the imagination itsel£.18 There are two such determinations, one negative and one positive. The image is determined negatively by the knowledge of the sensus communis. Since the imagination has as its content the sensible qualities, the matter at hand for the imagination to become actually phenomenal in is limited by the experience that occurred in a now, either past or present. This determination of the imagination is a determination of the image as sensible. 18 Cf. I. Kant, Critique of Pure Reason, Transcendental Analytic, Analytic of Principles: the crucial difference between the Kantian and Aristotelian positions occurs here in the matter of the imagination. For in Kant the imagination con· comstitutes and knows the object that in Aristotle is the object of the munis, since it exists in a now. Whereas in Aristotle existence and knowledge of existence begins in the now, in Kant it begins in the object of the imagination. 4 210 WILLIAM A. GERHARD The second determination of the image as scientific---and here we tum to answer the second question that we said before must be answered: How can this object produced by the imagination be analyzed scientifically? For this supposed object of science has not been made by the proper maker of science, the mind, but the imagination, the principle of the phenomenaL Hence, since science is a form of existence produced only by the mind, at the level of the imagination we have not yet begun the scientific process. Rightly Aristotle has said that knowledge of the imagination is not true or false, but can be either. When he says that it can be true or false, but per se is neither, he implies that the truth or falsity involved will occur when we have begun the scientific process in regard to the image. Now in the sciences whose object is a formal determinant of existence, we cannot say that the object can be true or false. For since it is a determinant of noetic existence, as well as any other mode of existence, it will necessarily determine knowledge according as it is-and this is to know truly. But since in the object of the natural sciences there is no principle determining existence as the object, but rather an object that is only by means of imaginational existence, we cannot say that there is a principle that will necessarily determine noetic existence according to its formality. All questions of truth and falsity in regard to the imaginational object of the natural sciences will result from the fact that this object is scientific only by reason of the analogy of attribution. By this I mean that insofar as the mind formalizes this imaginational object-gives it the form of intelligibility, and thus makes it scientific-the object becomes one of science, and thus is the object of knowledge. Since the knowledge about this object becomes scientific not in virtue of the object's determination of noetic existence, but in virtue of the mind analyzing it formally, according to the mind's scientific existence, all questions of scientific truth or falsity will ultimately result from the mind alone, and will not be determined by the object-as is the case in the formal sciences. To illustrate what I have said, I point to logic apd mathe- NATURAL SCIENCE AND THE IMAGINATION 211 matics, the two sciences whose objects exist actually only by reason of the actual existence of the mind. These sciences, so to speak, are completely and uniquely the property of the mind, for in the first, logic, the object is the mind itself in act scientifically; and the second, mathematics, can be as such, only through being known in the act of the mind. It is according to these two scientific modes of knowledge that the mind analyzes the imaginational object serving as the object of the natural sciences. But we must qualify this statement. The imagination of itself does not produce an object of science, since we have seen that any scientific principle of determination must come from without. Rather than saying that the mind analyzes the imaginational object presented to it as subject to scientific analysis, we should say that there is a rational context set by the mind, one that is constructed according to logic or mathematics, according to which the synthetic act of the imagination is interpreted. Thus, an object is produced by the imagination that is describable according to logical or mathematical cause and effect relations, and imagination is extrinsically determined in its act according to these regulative principles. In the biological sciences, in general, the mode of knowledge is formally that which is established as scientific in logic, analyzing the images in terms of genus, species, difference, and properties; while in the physical sciences the mode of knowledge established as scientific in mathematics is utilized. Since in both of these cases of the natural sciences the scientific element of knowledge is drawn not directly from the object of knowledge, but rather from the object of other sciences, the object of the natural sciences is scientific only by attribution. Hence, the imaginational object of the natural sciences is scientifically true only insofar as it occasions an analysis in terms of logic or mathematics to be elaborated in its regard. But the object does not cause this scientific analysis formally. However, the question of scientific truth ultimately resides formally in the logical or mathematical analysis, for the object of itself, not being a formal principle of existence, cannot be the cause of scientific truth. When proceeding either logically or mathe- WILLIAM A. GERHARD matically, the mind knows scientifically; but when the mind attempts in terms of its own existence as scientific to analyze the image, there is always the problem that the scientific procedures of logic or mathematics are not the terminal function of this cognitional operation, but rather the description of the image in terms of the scientific existence of the mind. Thus, all analysis in the natural sciences is at best demonstrations of fact-the analysis can never be a demonstration of the reasoned fact. For the best that we can do in the natural sciences is to establish that the imaginational object can occasion a logical or mathematical analysis. It is impossible to establish the reason why the object is scientific in itself, because the reason why the object is supplied as an object occasioning a scientific analysis is the act of the imaginationand the act of the imagination cannot be the fonnal cause of the object being as a scientific object. 19 19 Post. Ana., 78 a, 21-79 a, 15: "Knowledge of the fact differs from knowledge of the reasoned fact. To begin with, they differ within the same science and in two ways: l) when the premisses of the syllogism are not immediate (for then the proximate cause is not contained in them-a; necessary condition of knowledge of the reasoned fact): (2) when the premisses are immediate, but instead of the cause the better known of the two reciprocals is taken as the middle; for of two reciprocally predicable terms the one which is not the cause may quite easily be the better known and so become the middle term of the demonstration. Thus (2) (a) you might prove as follows that the planets are near because they do not twinkle: let C be the planets, B not twinkling, A proximity. Then B is predicable of C; for the planets do not twinkle. But A is also predicable of B, since that which does not twinkle is near-we must take this truth as having been reached by induction or sense-perception. Therefore A is a necessary predicate of C; so that we have demonstrated that the planets are near. This syllogism, then, proves not the reasoned fact but only the fact; since they are not near because they do not twinkle, but, because they are near, do not twinkle. The major and middle of the proof, however, may be reversed, and then the demonstration will be of the reasoned fact. Thus: let C be the planets, B proximity, A not twinkling. Then B is an attribute of C, and A-not twinkling--of B. Consequently A is predicable of C, and the syllogism proves the reasoned fact, since its middle term is the proximate cause. Another example is the inference that the moon is spherical from its manner of waxing. Thus: since that which so waxes is spherical, and since the moon so waxes, clearly the moon is spherical. Put in this form, the syllogism turns out to be proof of the fact, but if the middle and major be reversed it is proof of the reasoned fact; since the moon is not spherical because NATURAL SCIENCE AND THE IMAGINATION 213 An excellent corroboration of what has been said about the object of the natural sciences being scientific only by attribution, is found in the function of the experiment. In the experiment we attempt to reproduce our image of the object, derived from our present intuition and our past memories of what it appears as, so that it may be intuited by all as a composite of what we see and remember to have seen. We set up our image by establishing an " antiseptic " environment, by which I mean a context free of everything, especially temporal sequence, it waxes in a manner but waxes in such a manner because it is spherical. (Let C be the moon, B spherical, and A waxing.) Again (b), in cases where the cause and the effect are not :reciprocal and the effect is the better known, the fact is demonstrated but not the reasoned fact. This also occurs (1) when the middle falls outside the major and minor, for here, too, the strict cause is not given, and so the demonstration is of the fact, not of the reasoned fact. For example, the question " Why does not a wall breathe? " might be answered, " Because it is not an animal "; but that answer would not give the strict cause, because if not being an animal causes the absence of respiration, then being an animal should be the cause of respiration, according to the rule that if the negation of x causes the non-inherence of y, the affirmation of x causes the inherence of y; e. g. if the disproportion of the hot and cold elements is the cause of ill health, their proportion is the cause of health; and conversely, if the assertion of x causes the inherence of y, the negation of x must cause y's non-inherence. But in the case given this consequence does not result; for not every animal breathes. A syllogism with this kind of cause takes place in the second figure. Thus: let A be animal, B respiration, C wall. Then A is predicable of all B (for all that breathes is animal), but of no C; and consequently B is predicable of no C; that is, the wall does not breathe. Such causes are like far-fetched explanations, which precisely consist in making the cause too remote, as in Anacharsis' account of why the Scythians have no flute-players; namely because they have no vines. Thus, then, do the syllogism of the fact and the syllogism of the reasoned fact differ within one science and according to the position of the middle terms. But there is another way, too, in 'which the fact and the reasoned fact differ, and that is when they are investigated respectively by different sciences. This occurs in the case of problems related to one another as subordinate and superior, as when optical problems are subordinated l.o geometry, mechanical problems to sterometry, harmonic problems to arithmetic, the data of observation to astronomy. (Some of these sciences bear almost the same name; e. g. mathematical and nautical astronomy, mathematical and acoustical harmonics.) Here it is the business of the empirical observers to know the fact, of the mathematicians to know the reasoned fact; for the latter are in possession of the demonstrations giving the causes, and are often ignorant of the fact: just as we have often a clear insight into a universal, but through lack of observation are ignorant of some of its particular instances. These connexions have a perceptible existence though WILLIAM A. GERHARD except what we synthesize in this context. When we speak of " controlling " the experimental environment, we imply that we wish to present to perception the synthetic product of the imagination as perfectly as possible, free from all influences except those of the imagination. Hence we hold that what is seen in the experiment is not occurring in any time nor in any particular place-it is the pure presentation of the object as it appears. But what we see in the experiment is not a scientific object-it is an image made perceptible. The object presented in the experiment becomes " scientific '' by serving as an occasion of scientific analysis according to the principles of logic or mathematics. 20 Obviously, science of this kind is perilous, since the scientific knowledge about an object distinct from the existence of the mind, and not formally a determinant of scientific existence, is based upon scientific principles drawn from the objects of logic and mathematics. Thus, the ultimate criterion of truth in respect of natural. sciences is not the principles of logic or mathematics, but the imaginational object as it is made universally intuitive in the experiment. But even the experimental they are manifestations of forms. For the mathematical sciences concern forms: they do not demonstrate properties of a substratum, since, even though the geometrical subjects are predicable as properties of a perceptible substratum, it is not as thus predicable that the mathematician demonstrates properties of them. As optics is related to geometry, so another science is related to optics, namely the theory of the rainbow. Here knowledge of the fact is within the province of the natural philosopher, knowledge of the reasoned fact within that of the optician, either qua optician or qua mathematical optician. Many sciences not standing in this mutual relation enter into it at points; e. g. medicine and geometry: it is the physician's business to know that circular wounds heal more slowly, the geometer's to know the reason why." 20 The prediction of which the natural scientists speak is not really prediction in the sense that prediction, or prophecy, is the science of the future. What the scientist usually means when he speaks of prediction is what I have described in the text. Given the image that he has formed, as we have described, and having utilized the image as an occasion for the logical or mathematical elaboration, he must " universalize " his image by presenting it to universal intuition in the experiment. Since the experiment 1 to be valid, must be independent of temporal existence in any of its modes, we cannot say that what occurs in the experiment is prediction. For it is merely universalizing intuitively what formerly existed only in the imagination. NATURAL SCIENCE AND THE IMAGINATION 215 object is not the unquestionable arbiter. For since this object is the image, which radically depends upon the experience of the sensus communis for its qualitative content, it is always open to revision on the basis of further experience of that which exists in a now. Thus, it is necessary to recognize the inevitable and constant limitations of scientific knowledge in respect of the imaginational object: (1) the knowledge is scientific not in respect of its object, but only in respect of its mode of knowing, drawing this mode from objects distinct from the object known; and (2) the object is always open to further revision on the basis of further knowledge of the sensus communis. Obviously, the second results from the first, for since the object is scientific by reason of the mind's formal sciences-logic and mathematics-rather than by reason of its own causality, we cannot even say that it is a scientific fact, for its existence as a scientific fact results from the causality of other objects. It is, therefore, in the imagination that the entire possibility of the natural sciences resides. For only in the act of the imagination can the temporal object be raised out of the welter of atomic nows, and thus also freed from being in a before or after, by being expressed intentionally as successive and simultaneous. But in that coming to be intentionally, the object has become an intentional object not by reason of a formal causal determination independent and distinct from the formality of the imagination. It is tme that the content of the imagination results finally from the experience of the temporal apprehended in a now; but even the content, insofar as it is in the image, is there by reason of the act of the imagination. For the sensible qualities in the image are such by being a modification of the imagination itself in act. Thus, when we come to know this object scientifically, it is necessary to find the principles causing the mind's knowledge of it as scientific, independent of the object. This form of knowledge, therefore, constitutes the lowest possible form of science. For it is not scientific in regard to the object, while the mode of knowing is scientific through the causality of principles drawn from other 216 WILLIAM A. GERHARD scientific objects. But even at the end of such formal scientific analysis attributed to the object, the imaginational object remains the ultimate arbiter of truth. And this object is ultimately known by intuiting it as a complex of sensible qualities. Because Aristotle recognized only two forms of scientific knowledge of nature, that of the fact and that of the reasoned fact, and did not recognize a science of nature which is formally scientific in the mode of knowing, but is intuitive and imaginational in respect of its object, he did not develop his doctrine of imagination further. He did not recognize the science of the sensible as such as different from that of the movable as such, and hence felt that the causal principles of movable existence as such were univocally applicable in knowing natural beings in all their respects. Hence, as the causal principles of form, efficiency and finality were the determinations of movable existence as such, and thus such existence could be explained in terms of them; so nature insofar as it was qualitative could also be known through these same principles formally. 21 But, as we have seen, nature as qualitative is not a scientific fact formally, nor a reasoned fact in the sense that its existence can be ultimately explicable in terms of formal causal factors. Hence, it was necessary to explain how it is possible to have scientific knowledge of nature considered purely qualitatively. Elaborating on principles laid down by Aristotle, we have attempted to show that it is in virtue of the imagination alone that the natural sciences are possible. For the termination, as well as the point of departure of aU scientific process, in the natural sciences, is intuition of the image, which is the ultimate arbiter of truth. Such a scientific endeavor Aristotle apparently did not apprehend, although he supplied us with all the raw materials needed for a foundation, as well as a critique, of such knowledge. WILLIAM A. GERHARD Brooklyn College, Brooklyn, N. Y. 21 Cf. De Partibus Animalium, 639 a, 13-64!!:h, !!:, passim, where Aristotle deals with what he considers to be the methodological problems in the natlll'al science enterprise. THE PHILOSOPHY OF LAW OF THE EPICUREANS (Concluded) I N HIS effort to lay the foundation of a new philosophical based solely on reason, 122 as well as in his attempt to elaborate this system in all its provinces and details, Epicurus did not omit also to deal with problems concerning (at the age of 14, if frag. 179 reliable evidence; at the age of l!i!, if we rely on Suidas) Epicurus moved to Teos (Strabo 14.638), undoubtedly in order to study under Nausiphanes, who in his day seems to have been a very popular teacher. Cf. Sextus Empiricus, Adv. Math. 1. !i!. It was to Nausiphanes that Epicurus owes his first acquaintance with the doctrines of the Atomists whose teachings he later prominently incorporated into his own philosophy. Diogenes Laertius also suggests (10. !i!) that Epicurus came across some of Democritus' own works, and that his atomistic leanings were due to his self study of Democritus. If, on the other hand, Epicurus later did not speak too favorably of his former teacher Nausiphanes (cf. frag. 114, Usener), this fact should be attributed not so much to Epicurus' effort to make himself appear an entirely independent and original thinker (d. Sextus Empiricus, Adv. Math. 1. 3: inrep roD ooKetP avroiJloaKros elva<), but rather to his personal dislike of mathematics, rhetoric, and scholiasm in general-subjects in which Nausiphanes seems to have excelled. The impression which Democritus' atomistic teachings made on Epicurus was so profound that for a long time he actually referred to himself as a " Democritean." Cf. Plutarch, Adv. Coloten 3. 3. Later, however, he came to the rather sudden conclusion that he actually had little in common with Democritus. Cf. Diog. Laert. 10. 8; Cicero, DB Natura Deorum l. 9!6. 79!; 1. 33. 93. This sudden change of heart might have been prompted by Epicurus' excessive vanity. Besides Nausiphanes he also studied under the Platonist Pamphilus who, however, did not impress him at all and of whom he thought very little. Cf. Diog. Laert. 10. 14; Cicero, op. cit., l. 26. 72; Suidas. During his stay at Colophon (after 329!) Epicurus developed his own philosophy mainly by self study and apparently without the influence of any known teacher. Hence his proud conviction that he owed his philosophy to no one but himself and his autodidactic efforts- In 310, at the age of 39!, he began to teach at Mytilene, and later at Lampsacus. Cf. Diog. Laert. 10. 15. In 307/306 he moved to Athens (Diog. Laert. 10. !i!), where he founded his school. Cf. Diog. Laert. lO.U; Sextus Empiricus, Adv. Math. 9. 64. 122 As a very young man !LetpaKlwv, a stripling of about 14 years-constitutes 218 ANTON- HERMANN CHROUST the nature and function of law, :right, justice, the legal order, and politically organized society. 123 For since the time of the Sophists these problems had become an integral part of Greek speculation. But although the general doctrines of Epicu:rus, which at times were violently championed and without doubt consistently developed, often assumed airs of great importance and true novelty, they were essentially but the product of old ideas merely sifted out or shifted about. His legal and political sayings, therefore, lack real originality, and cannot arouse our genuine interest for their own sake. For they are in many respects only restatements of views already held by Protagoras, Democritus, and many others. In addition, they were merely developed in the direction which had been previously determined by the real end envisioned by Epicu:rus: to establish an all-encompassing practical philosophy of life intended to become the " wise man's guide " to a happy and serene, but altogether solipsistic, life. Epicurus' own theory of the nature and function of law, right, and justice, as well as his views concerning the legal order and politically organized society under the rule of law, 124 are most prominently displayed in the so-called S6gat123 Although Epicurus excluded practical politics from his philosophy of life, and although he counselled against active participation in public life, he nevertheless frequently referred to and discussed theoretical politics and the theory of the social, legal, and political order. As to Epicurus' philosophy of law, cf. R. Philippson, " Die Rechtsphilosophie der Epicureer," Archiv fiir GfJSchichte der Philasophie 22 (1910), 289-337; 433446; A. Haas, Uber den Einfiuss der epicureischen Staats-und Rechtsphilosophie auf die Philosophie des 16. und 17. Jahrhunderts (Berlin, 1896). ••• It should be noted here that, with the exception of the Cynics, Cyrenaics, Epicureans, and certain Sophists, the Greek philosophers considered the problem of the State a predominantly moral issue, an indispensable prerequisite of the rational moral and civilized man. Cf., for instance, the whole tenor of Plato's Republic, The Laws, Crito, etc., or Aristotle, Politics 125£ a 1 ff., to mention only a few. Aristotle actually considers "politics" a body of moral norms and hence a part of ethics. Cf. Nic. Eth. 1094 b 8: " ... the end is the same for a single man and for a State ... ."' Also ibid., ll30 b 28; 1181 b.l4, where he points out that both ethics and politics are "philosophy of human nature." Cf. Politics 19!76 b 9!1 ff.; 1£78 b l ff. THE PHILOSOPHY OF LAW OF THE EPICUREANS 219 the " Sovereign Maxims." 125 Already the Sophists had rather eloquently and vehemently discussed the nature of law, and in doing so had admitted that the law (1-o 8£Kawv) constitutes the foundation of every politically organized society. The real Sophistic argument, therefore, revolved around the issue whether or not the existing law or laws were cpvuEt, that is to say, according to nature, or merely OeuE,, that is, man-made laws and man-made justice. 126 In essence this distinction merely restates the old controversy: namely, whether or not something is true KaT' aA:q8Emv--accordingto objective truth125 The tcvpvue< liltca.tov-are one and the same thing, both denoting man-made laws and justice and, hence, arbitrary rules. The Stoics, on the other hand declared true morality to be man's complete harmony with nature (<{Jvuts) and the laws governing this nature, that is, with the cosmic reason (11.6-yos) or cosmic law (vop.os). Hence with the Stoics <{Jvupovfwews (Vol. Hercul. Papyr. 4, edit. Th. Gomperz, Hermes n [1876] 399 ff.; and ibid., 12 [1877] 510 :ff.), col. 12 line 6, informs us that his " opponents," the Cynics, claim that right and wrong do not exist if>VIYEL, but merely vow;J. Cf. Philodemus, Philodemi Volumina Rhetorica, edit. S. Sudhaus, l. 147. 128 Socrates himself refuses to disavow the validity of the Athenian laws which condemn him, the most righteous man, to death, and which thus could not have been if>vrm OlKawv. Cf. Plato, Crito 48A; 50A ff.; 51A; 54C. 129 Thus Seneca (Epist. 87. 15) states that he " disagrees with Epicurus on the point where the latter insists that nothing is just by nature--nihil iustum esse natura." It is quite possible that Seneca had in mind a passage found in K.vpaxt 33: "Nothing was by itself justice .... " H. Usener, op. cit., 398, attempts to link this Epicurean statement directly to Aristippus' claim that " there is no law according to nature." Cf. Diog. Laert. 2. 93. 130 The Greek term a sign by which one knows or infers a thing," cf. Lidell-Scott, Greek-English Dictionary, 6th edit. (1878), 1529-means not only " symbol," but also " symptom " or " evidence." Although in its plural form this term is also used in the sense ,of "treaty," "agreement," or "covenant" (cf. Aristotle. Politics 1280 a 35 ff.), ][ am more than convinced that in d!pau 31 it means "declaratory of." Cf. Aristotle, De lnterpretatione 16 a 4: "Spoken words are Epovros els TO ILTJ {1AU1rretv aAl\?jl\ovs p;1Jiie {3AV1FreiYOa,. THE PHILOSOPHY OF LAW OF THE EPICUREANS fulness and expediency constitutes the absolute or natural principle of law and righL Hence Epicurus expressly acknowledges a law of nature or natural law, a rij<;; 4>vcrewc; oiKawv,132 and thus accepts the« natural origin of law and right." 133 We might even be permitted to define Epicurus' 4>vcn:.wc; SiKawv as the" idea of law, right, and justice," or, as the Germans would put it, as die Rechtsidee. Hence we could translate dictum 31 as follows: "the idea of law, right, and justice is declaratory of what is useful. . . ." Obviously the content of the cpva-Ew<; 8£Dvo-uo-tv or, To vo-€povros with " agreement concerning that which is useful," is likewise spurious in view of the fact that the passage in Kvptat 81 does not read q{,p.fJoll.ov 1repl roll o-up,¢epovros as this translation would suggest, and as we find it, for instance, in Aristotle (Politics a 39; ibid., a 10). Neither does it read o-vp,{3oll.ov iJ1rep Toil o-vp,£povros,as we find it in KVptaL 33. I strongly suspect that Zeller confounds Epicurus' definition of law ( with that of justice (oc:Kawo-vv'Y/). In legal phraseology, to be sure, ra o-vp,fJoXa usually mean a covenant between two or more parties. But then this term nearly always appears in the plural. Cf. Thucydides l. 77 (a/ c:bro o-vp,f36"Awv olKa.c:, meaning "lawsuits"); Aristotle, loc. cit.; Demosthenes, Orat. Attic. (edit. Reiske) 570 (ra o-vp.f3oll.a o-v"fxeew, meaning "to violate a treaty"); ibid. 79 (o-up,f3oll.a 1roc:eio-liac: 7rpos 1roll.tv, meaning "to make a treaty with a city"); Antiphon, Orat. Attic. (edit. Stephens) 138. 31 (cbro o-vp.fJ6"Awv /lc:Kajeo-llac: meaning "to bring action under the terms of an agreement ") . In Polybius 24. l. 2, however, the phrase appears: .q Kara ro o-vp,fJoA.ov OLKaw/ioCTia 1rp6s nva. Cf. ibid., 32.17. 3; Appian, Civil Wars 8.l3!il. Hence we are on rather safe ground if we translate o-vp,f3ol\.op with "symbol" or "declaratory of." In addition, it would make little or no sense to state that "the law of nature or. the law, according to its nature, is a reciprocal agreement as to what is useful." For one does not agree on what is useful, that is, on what constitutes the principle of usefulness or utilitarianism, but rather on what conduct conforms to this principle of utilitarianism, the o-vp,epov. u 2 In Kvptat 15, Epicurus speaks of "natural riches," o Tijs vo-ews 1r"!l.ollros. Cf. ibid., 7, where he defines steadfastness (MaA€ta) as ro T?]s VO"€WS a"fa06v. 183 He does not, therefore, strictly follow the tradition established by the Sophists, Cynics, and Cyrenaics who reduced the origin of law and right to llf.o-et. Cf. Kvpta< 87: .q roiJ lhKalov q,vo-ts. ANTON- HERMANN CHROUST preventing men from injuring one another or being injured. It is the that which is to one's advantage, which is in some way the mother of all law and right. 134 In this manner Epicurus aimed at grounding law and right in the specific human nature of the individual, as well as in the natural needs, desires, and interests of individual man and the satisfaction of those needs. That which reason declares as being useful to man, in other words, as being in full agreement with man's natural craving for things useful to him or expedient in the satisfaction of this craving, is natural law and right. And that which is to one's advantage or useful to man (uvf.Lcpepov) constitutes that simple and, for Epicurus, self-evident element by which the complex and composite structures of actual legal and social life could rationally be explained and naturally justified. In short, the uvf.Lcpepov or which form the basis of law and right, underlie the complexity of those structures, the function of which consists in preventing men from injuring one another. 135 This j3A.d..-rrmv p:r;'8€ j3A.a7r'mr()at makes it quite obvious that law and right in their application are based upon the principle of reciprocity; and that they can exist and function only within an established society. 136 According to its true nature, justice ('8umwuvv7J), as contrasted with law and :right (SI.Kawv), is, therefore, an essentially relational concept, a fact which Epicums fully acknowledges 137 when he states that, since all justice is but relative, 138 there is not, and never was, such a u. xpela &cnrep p:frrr;p 'TOJII OtKalwv. Cf. H. Usener, op. cit. 319; Demosthenes, Aristogeiton " ... the law intends what is right ... and advantageous." 135 KVpta.t 31: TO tJ.>i (37\{urreais. 138 We should remember that, according to Epicurus, no pleasure in itself (tea()' €avril) is good, that is absolutely good, but merely in relation to its aftereffects. Cf. Diog. Laert. 10. 10. THE PHILOSOPHY OF LAW OF THE EPICUREANS 223 thing as absolute justice. 139 Although law or right is 8iKawv because it is declaratory of the basic and first principle which, according to Epicurus, constitutes the true or natural essence of man, namely, man's era ving for things useful to him -justice is merely a "state," other words, the practical application of the 8iKawv to a concrete situation with a view to this situation. Hence justice must be relative in a twofold sense: in one sense it is relative because it is not, as for instance, in Plato, a quality of man, 140 but rather something concerned with actual human relationships; 141 in another sense it is relative because it is always dependent upon time and place O'ITYJAiKov<> 87] 7TOTE ro'ITov<;) •142 In other words, while the principle of usefulness and expediency constitutes the absolute or natural principle of law and right, the application or practice of this principle, that is, justice, is but a relative principle in that it deals with actual concrete human relationships and hence has to take into consideration such empirical facts or factors as time, place, tradition, and particular circumstances. 143 This is also brought out by Polystratus, a disciple of Epicurus,144 who demonstrates that the relativity of certain legal precepts in their practical application does not disprove their universal usefulness and " validity." 145 139 OvK n Ka8'€cwro IJcKaLOIJ'{wYJ. This passage from KVpcac 33 has frequently been used in an effort to demonstrate that Epicurus did not acknowledge the existence of a natural law. Cf. notes 129 and 131 supra. 140 This statement might contain a direct attack upon Plato. Cf. Rqmblic 353D: "Justice is the excellence of the soul." 141 In this fashion Epicurus actually proposes a kind of" analytical jurisprudence" which operates with basic jural relations by elaborating a scheme or system of "jural opposites" or "jural correlatives." Cf. W. Hohfeld, Fundamental Jural Conceptions, edit. Cook, 35; Aristotle, Nic. Eth. H34 a 29 ff. 142 Kvpcac 33. Cf. ibid., 36. 143 Ibid., 36. Cf. ibid., 33. 144 In his wepl al\O')'ov Karapoviwews. Cf. note 127 supra. This work has the subtitle, wept al\6')'oV Karapovr}IJ'vuec nor Kar' &./1.-fJO«av, but IUueL or v6p,r,>, that is, artificial and arbitrary. The ANTON-HERMANN CHROUST The fact that justice varies with time and place 14 c is further illustrated by Epicurus' insistence that the law (SiKawv) contains two distinct features: certain common (Kowa) and certain particular (£Sta) elements. 147 Hence it might be said that the Kowov SiKawv constitutes the "primary natural law," while the tSLa 8£Kata represent what could be called the " secondary natural law." That part of the law which is common to all men is always and everywhere the same. But this " common law " is not always determined by its usefulness to every single individual within a given society. For "that which in a general way proves itself useful or expedient within a given society, has an the prerequisites of a SiKawv, irrespective of whether or not it is the same for everyone." 148 Conversely, that which is to the advantage of the individual as such is not necessarily always to the common advantage of society. Hence the advantage of the individual or of individual situations is taken into account by the particular (£Sta) elements of the Cynics clinched their argument by pointing out that animals do not possess the notion of right and wrong. Polystratus objects to these arguments by showing that animals are incapable of reasoning. Although he admits that different peoples or nations hold different views as to the nature of right and wrong, he nevertheless insists that this relativity neither disproves the existence of such concepts or conceptions as right and wrong, nor impairs their absolute usefulness, even should their specific content or meaning vary with time, place, and circumstances. In this Polystratus is ably supported by Hermarchus (Porphyry, De Abstinentia l. lQ), who rejects the Cynic notion that the existing legal or moral precepts are alitiupopa (meaningless) because they apparently lack universality. The views expressed by Polystratus and Hermarchus seem to be in line with the general Epicurean tradition which counselled obedience to the existing laws of the land. Cf. Diog. Laert. 10. lQl. Aristotle, Nic. Eth. 1134 b 25 ff.: "Now some people think that all law and justice is of this kind (scil., man-made or v6p,'IJ, and not by nature or ¢v(J"EL), because that which is by nature is unchangeable and has everywhere the same force or validity .... But this is not true in an unqualified sense ... [for] with us there is something that is just even by nature, yet all of it is changeable .... " 146 Kuptat 33. Cf. ibid. 36: " ... in its application to particular cases of various localities and conditions, [justice] varies under different circumstances." 147 Ibid. 36. Cf. Aristotle, who likewise distinguishes between a Kow!Js and an rows POP,M. Nic. Eth. 1134 b 18 ff.; 1134 b 24 ff.; Rhetoric 1373 b 6 ff. 148 Kuptat 37. THE PHILOSOPHY OF LAW OF THE EPICUREANS law.149 The iSLa StKaLa-the particular aspect or application of the law-are the historically developed and accrued body of, but only locally valid and enforced, legal precepts, rules, or norms. These iSta StKata are conditioned by the peculiar " legal genius '' of a certain people, which in turn is determined by time, place, and circumstances. 150 In this sense, and only in this, justice, being based upon the iSta StKata, always remains a relative term. 151 The fact that two nations or cities may have two different bodies of iSta StKaLa and, hence, two different forms of justice, does not preclude, however, their sharing in certain common (Kowa) laws and rights. Since, however, the iSLa StKata are also subservient to the natural principle of usefulness and expediency, and must be considered the product of "natural factors " such as the " legal genius " of the people or a particular time, place, or circumstances', they are still cpvO"ew<; StKaLa, natural law, or to be more exact, "secondary natural law.'' From all this it follows that justice develops and exists only within a given society/ 52 conditioned by time, place, and certain particular cirl!umstances. Now we are told that, according to Epicurus, society is not a natural institution, but has been brought about by men as the result of reflection and for the sake of the general advantages which are expected from social life. While the Stoics declared human solidarity a dictate of reason and, hence, part of the natural order of things/ 53 149 Zeller's insistence (op. cit., 457) that Epicurus did not acknowledge a common and absolute law, is not supported by the available sources. I suspect that Zeller, when making this statement, had in mind KvptaL 83 which states that there never has been an absolute justice, that is to say, an absolute " administration of justice." But this passage does not, as Zeller implies, refer to the nature of law and right (lllKawv). Justice, as stated by Epicurus, signifies man's personal relationship to the alKawv or the alKata, to the Kotva as well as fllta alKata-to certain absolutely as well as merely relatively valid legal precepts, that is to say, to certain absolute legal precepts as well as to a merely historically developed and accrued body of locally or temporarily enforced legal precepts. Hence there cannot exist such a thing as absolute and universal justice, but only " local " justice. 151 Ibid., 33. 15 ° Kvp•a• 87. 152 Ibid., 38: . . . ev Tats p.er' ci.XX'IjXwv ITV1TTporpa£s •••• 153 Cf. Cicero, De Finibus 8. 19. 64; 8. 20. 67; De Legibus 12. 88; De Officiis 1. 7; Seneca, Epist. 95. 52; 47. 3; 1Marcus Aurelius, Thoughts 8. 4; 5. 16; 6. 14; 6. 88; 7. 55; 5 ANTON-HERMANN CHROUST Epicurus has been accused of having denied most vehemently not only every fonn of natural association among men, but even the mere existence of a natural social instinct. 154 In view of the still available evidence it cannot be ascertained with complete definiteness whether or not Epicurus actually repudiated the social nature of man. 155 In any event, Hermarchus, one of Epicurus' immediate and most loyal followers, who can be fully trusted as having handed down to us genuine Epicurean notions, makes it a special point to emphasize the natural relation which exists among all men on account of their being essentially alike physically as well as mentally. 156 If we disregard certain secondary and not too reliable sources/ 57 we thus may assume that Epicurus believed in a cpVu€t Kowwvl.a in the same way that he insisted upon a cpvuewr; 81.Kawv.158 The relative nature of justice-8tKatouvv17 as opposed to 81.Katov-is further brought out by KVptat 86ga, 33, where Epicurus states that justice is " a kind of covenant (or mutual agreement- Si:Ka,ov, the universal principle of usefulness and expediency. This cpvuews S£tepollros). 1 .. Lucretius (De Rt!II"Um Natura 5. 1019 fi'.) also states that even before the 168 ANTON- HERMANN CHROUST If the v6wcp Sl.Katov is a or agreement, then the is to say, the contractual nature of the v6p,cp o[Katov-also determines the specific validity, function, and content of this v6f-Lcp oiKawv. Hence there is no such thing as a lawful or unlawful conduct (or justice) in one's .relationship to animals or things incapable of entering into mutual ag.reements.165 Neither can there be justice towards nations or peoples which are incapable of, or unwilling to share in, a system of law and right, or unfit to become a party to an agreement on account of their low mentality o.r fierce nature. 166 In the light of this observation, the beginning of Kvptat 86gat 33, ovK 1jv n Ka(J' €avro OtKawa-vvr; (" originally there was no such a-vv()Tjwr; itself-that invention of language men " began eagerly to unite themselves in friendship, in that neighbors strove not to injure one another or to be injured."-This "nee laedere nee violari " of Lucretius is but a translation of Epicurus' p.7} {JA.chrrotv p:qll€ {Jil.a7!"nl18a<. If, on the other hand, Lucretius also informs us that, although in this manner complete " concord could not be achieved," at least " the majority kept the covenant unblemished " (bona magnaque pars servabat foedera caste; ibid., 5. 1025 fl.), then these foedera (in Epicurus the uvv8ijKru) are but the product of man's natural instinct for things useful to him. And it is this instinct which drove man to form social unions" These foedera or uvv!Jfi;au are not covenants in the strictest sense of the term, but merely "a sort of" 11vv1Jfw'1, a uvv!Jf};cq rls, because these foedera are not the result of deliberate calculation, but rather that of natural instinct. Should, therefore, Lucretius represent the genuine Epicurean tradition in this particular issue-and I have no doubt that he does, especially in view of the fact that all Epicureans most faithfully adhered to the dicta of the " master "-then we may also assume that Epicurus himself accepted the existence of something like a silent agreement (op.6'Ao'lfos) or quasi-agreement among men living in a state of nature, and that this silent agreement is actually the product not of deliberation and rational design, but of a natural impulse of self-preservation. Cf. Plato, Crito 5ii!D: " ... you agreed to be governed by us (scil., the existing local laws of Athens) in deed, and not in words only." Hence the 11vv8fJKTJ rls of the Epicurean state of nature, being not the result of rational design but of a natural " blind " urge, originally is not absolutely compelling. For it becomes a real and, therefore, binding 11vv1Ji}K7J only through the definite establishment of a detailed legal order which, in turn, becomes the f'l/'l/V7Jr7Js or surety of this 11Vv0i}K7J. Cf. Aristotle, Politics 1280 b H. 165 Kvpuu 32. cf. Aristotle, Nic. Eth. 1161 b 1 ff. " ... there is no .. justice towards lifeless things. B11t neither is there any friendship towards a horse or an ox, nor towards a slave qua slave. For there is nothing common to the two parties." 166 Kvp«u 32. 0 THE PHILOSOPHY OF LAW OF THE EPICUREANS 229 thing as absolute justice," that is, a state where the cpvuewr; 8iKaLov generally could be applied to a concrete situation) , acquires additional meaning: since justice does not apply to those who for some reason fail to accept or understand the relational or, to be more exact, reciprocal nature of justice; 167 and since in the primitive state men as a rule apparently did not, or would not fully acknowledge the reciprocity of just action, We cannot Speak of absolute (Ka(}' eawo) justice. 168 Although in the most primitive stages of human history or civilization there was no manifest justice, it is admitted by Epicurns or, at least, by some of his disciples, 169 that there existed in this state of nature a " sort of uvvOfJI<"fJ,"170 a kind of latent and not yet articulate and truly manifest sense of what is right and just. To the Epicureans this primitive instinct for justice apparently is also a uvv0.fJKTJ.111 In the course of the ever mounting human intelligence or evolution of mankind this uvvB.fJK"fJ is replaced by the articulate and truly manifest uvv()-/jK"fJ, that is, by a definite actual covenant based upon an actual agreement of :reciprocity. In this fashion the laws (v6;wt) governing cities are established and with them certain 167 The wording of KVpuu 3!i! permits us even to assume that Epicums toyed with the possibility of a "law of nations " based upon reciprocal agreements or the " covenant of covenants," that is to say, the principle of pacta sunt servanda. '""This ovK KaO'tauro •.• ovuews oiKawv merely expresses that the law, or, for that matter, all laws, must be useful to man. Justice, on the other hand, signifies what is useful and expedient in a particular situation. Thus justice, in order to state authoritatively what is useful to man, always presupposes first the existence of an absolute and universal principle of usefulness and expedience, secondly, a certain state of social development to which this absolute principle might effectively be applied. 169 Cf. Hermarchus, in Porphyry, De Abstinentia L 10; Lucretius, De Rerum Natura 5. 1019 ff.; 5. 1024 ff. 170 A Obviously with the Epicureans, as with other philosophers, the vopm developed along natural lines an evolution analogous to that language and the arts. Only at a late stage of this development did the law or laws acquire the features of something conventional. Cf. Diog. Laert. 10. 75; Plato, Cratylus 383A ff. 171 230 ANTON-HERMANN CHROUST dearly defined and strictly delimited rights Or, as we would say today, this articulate uvv8iJI<'YJ determines within a given politically organized society what shall commonly be accepted as being right and, hence, what interests shall be secured through the authority of this politically organized society. Since, however, these vop,tu(}f.vra StKata or the v6p,oL are essentially the result of certain natural factors modified by the varying conditions of time, place, particular circumstances, and the "legal genius" of the people, the various vop,tufJf.v-ra Si:Kata as well as the v6p,ot of different cities, nations, or peoples must be different in their specific content. 173 But these differences are not due to artificial causes, but rather to such natural factors as time, place, and particular conditions. The vo;uufUvm lltKata could therefore also be defined as the historically developed and accrued body of authoritative grounds of, and guides to, actual determinations of controversies arising out of a conflict of " interests." Only to the extent to which they are in complete accord with the natural concept (7rpOA1Jo/t<;) and essence of the cpvueoo<; 8£Katov, in other words, as long as they serve the " natural " idea of usefulness as regards society or individual man living in society, the vop.cn or vop.taBevm o[Kaw, may be called "just." 174 Any vop,o<; that fails to live up to this fundamental condition must be considered as being contrary to the dictates of the 4>vueoo<; SiKcuov. 175 Hence it is also possible that a v6p,or;: is "just" for a limited period of time, namely, fo:r the time during which it proved itself useful and expedient in a certain concrete situation determined by time and place. 176 For even StKata) •112 Kvpuu ll6Ea• 88. Cf. Kvpuu 88; 86. 17• Kopuu 37: "Among the things accounted just by the Po;wt, 'whatever in the exigencies of mutual intercourse is attested as being useful and expedient, is thereby stamped as just. . . ." 175 Ibid. 87: " ... in case any law is made which does not prove suitable to the exigencies of mutual intercourse, then this law is no longer just." Cf. H. Usener, op. cit., 79; 80. 176 Kvptat 37: "And should the usefulness or expediency which is expressed by the law vary and only for a time correspond with the prior conception (scil., 172 173 THE PHILOSOPHY OF LAW OF THE EPICUREANS fl81 what once under different circumstances had been useful to man must be termed " just " under those circumstances, as long as it remained useful and expedient, 171 although later it might have ceased to be useful and hence becomes" unjust." 178 In this manner Epicurus openly defies those Sophistic theories of law and justice 179 which declare any and every form of v6p.lfJ Bf.Ka,ov to be arbitrary and " unjust," and thus contrary to nature on account of its changing content. But more than that: .by confronting the v6p.o' with the cpvcrews 8£Kawv he raises once more the old and apparently never to be settled controversy between natural law 180 and positive law,181 or to be of usefulness, that is, the vuerAs lilKa.Lov), nevertheless for the time being it was just .... " Ibid., 88:. " ••• wherever the laws have ceased to be useful or expedient in consequence of circumstances, in that case the laws were for the time being just when they were expedient and useful for the mutual intercourse of the citizens; and subsequently ceased to be just when they ceased to be useful and expedient." 177 Cf. Plato, Theaetetus 167C: "Whatever appears to the State to be just, so long as it is regarded as such, is just ... to it." Ibid., 172B: " ... when they (scil., the followers of Pythagoras) speak of justice or injustice ... they are confident that . . . the truth is that which is agreed upon at the time of the agreement, and as long as the agreement lasts. . . ." 178 Kvp•a.• 88: " Where without a change of circumstances the laws (v6p.o•), when judged by their consequences, were seen not to correspond with the idea of justice, such laws were not really just." 179 It is quite possible that Epicurus attacks here certain Cynics or Cyrenaics who .in their longing for an ideal state of nature ruled exclusively by " the laws of nature," refused to acknowledge any of the laws (v6p.o•) to which a civilized and politically organized society submits itself. For the Cynics and the Cyrenaics rejected everything that in their opinion was merely a man-made institution or the result of tradition. Cf. Polystratus and his sarcastic discussion of the Cynic point of view in matters concerning the "legal convictions of the people." Cf. notes 810 ff. infra. 18 ° Cf. A.-H. Chroust, "On the Nature of Natural Law," InterpTetations of Legal Philosophies: Essays in Honor of Roscoe Pound, edit. P. Sayre, Oxford Univ. Press (1947), 70 ff. By " positive law " we mean a historically developed and accrued body of authoritative grounds of, or guides for, actual determination of controversies. These grounds or guides may serve as rules for actual decisions or as guides to a definite conduct in a certain definite and detailed situation. They may also function as the bases for predicting " official " action. This body of authoritative materials, moreover, operates through a definite judicial or administrative process-and this process in itself is merely a development and application of these ANTON-HERMANN CHROUST more exact, the problem concerning the validity and justification of the positive laws in the light of the absolute dictates of the cpvueco<; StKatov. Certain radical Sophists, on the one hand, had insisted that only those laws are justly authorized which nature itself had determined, while human laws, on the whole definitely go beyond this and, hence, actually tyrannize man by forcing him to do things contrary to nature. 182 The cpvueco<; StKatov is used here primarily to criticize and combat the existing v6ftot and, at the same time, the established legal, social, or political order backed by these v6ftot or the v6wtJ StKatoCTVVTJ. Protagoras, on the other hand, had a least attempted to prove that both natural law and positive laws essentially agree with one another/ 83 a view which to some extent is also shared by Epicurus and his followers.184 We furthermore remember that Aristotle generally distinguished between universally valid or " common " (moral) law (tuov S£Kawv) / 85 and "statutory" or "positive law" (v6ftLftOV S£Kawv). Now this v6fttftOV StKatov, which operates to the common advantage of all/ 86 in the main is but the practical application of the Aristotelian moral concept of justice and the tuov S£Kawv within a given organized society. Epicurus seems to follow the Aristotelian pattern insofar as according to him the v6ftot as well as the VOfttCTOeVTa S£Kata, which arise with the v6ftot, are but uVftfJo'Aa -roil CTVftcpepov-ro<;, and, therefore, the particular manifestations of the cpvueco<; S£Kawv, backed by the authority of politically organized society. 187 And like Ariauthoritative materials through the employment of an authoritative technique, which itself is likewise the product of historical development and accrual. 18 " Cf. Plato, Protagoras 887C (Hippias). 183 Cf. Plato, Protagoras 322A fl'. 184 Cf. Kupuu 87; 38. 183 Upon the Aristotelian lcrov IJlKa.tov rests the moral concept of justice which is defined as " that type of moral disposition which renders men apt to do the good things and which causes tliem to act justly and to wish for what is just." Nic. Eth. 1129 a 6 ff. The moral virtue of justice, in other words, is a state of the mind which makes man inclined to render unto everyone his due. 186 The vop.tp.ov IJlKO.LOP of Aristotle is that law which is to "the advantage all." Cf. Nic. Eth. 1129 b 15 ff. 187 The JJop.tp.oJJ IJlKa.wv of Aristotle also contains the tro"AtnKov IJlKa.LOJJ (Nic. Eth. 1134 a 18 fl'.), that is, the law established within politically organi2ed society THE PHILOSOPHY OF LAW OF THE EPICUREANS stotle, 188 he does not deny the validity or binding force of the 189 although these may in their specific application at times not always be in full accord with the vU"ew<; 8iKawv and the idea of universal usefulness or expediency. 190 And although the v6p,m may not at times completely express the vU"ew<; 8iKawv, according to Epicurus it is nevertheless advisable and even necessary to observe them, 191 because their disregard might become the source of unpleasant and painful consequences. * * * It seems that Epicurus believed :in the necessity of certain legal sanctions in order to make the v6p,ot truly workable and effective. It is the deterring effect of sanctions and punishment which, according to Epicurus, contributes to the maintenance of the established legal or social order. 192 For the evil-doer cannot hope to remain unnoticed and thus escape punishment forever. 193 Hermarchus, who in this probably follows closely in the footsteps of Epicurus, informs us that the v6p,ot had been and valid for politically organized society as contrasted by the l!etY'If"onKov I!{Kawv and the olKovofuKov olKawv (the rights or the right of the head of the household, cf. Nic. Eth. 1134 b 7 ff.). Epicurus dispenses with a specific 'lf"OAa-ar;.267 Besides this, the true philosopher lacks that particular knowledge or art necessary for a good and successful statesman or politician. 268 Only those who would suffer greater pain by avoiding an active political life than by putting up with all the vicissitudes of civic strife, should enter politics. 269 The wise man will contribute to the commonwealth not by becoming 261 Ibid. 34; 35; 17. 262 lbid., 17. Ibid., 34; 35; 17. Stobaeus, Florilegium 43. 139. Cf. frag. 18 (Usener) and frag. 533. 264 Stobaeus, loc. cit. 205 Kvpwv oo"fp,ara oVIJ€ In Colotes, 5n Kara rd. rwv aAAwv LAO.;>.c£aos-thefoes of Greece. 282 Plutarch, Adv. Coloten (edit. Xylander). 263 About Hermarchus, also spelled Hermachus,_ cf. ·Diog. Laert. 10. ff.; H. Usener, op. cit., 167; frags. 49; 76; (Usener). As to Hermarchus' writings, cf. Diog. Laert. 10. Seneca, Epist. 6. 6; 4.-Hermarchus was already a very old man at the time of Epicurus' death in 264 Cf. Diog. Laert. 10. where Epicurus in his supposedly authentic last will and testament states that Hermarchus " has grown old with me in the pursuit of philosophy, and is left at the head of the school." ••• -yev•a.;\o-yla., according to Porphyry, in Porphyry, De Abstinentia 1. 7; or p. 46, line edit. A. Nauck. ••• This theory is found in Porphyry, De Abstinentia 1. Cf. note supra.-Porphyry, in his attack upon Empedocles and the Pythagoreans in general for having taught that man should neither kill animals nor consume meat, heavily 248 ANTON-HERMANN CHROUST not only because of the fact that all men, due to their physical and mental similarity, are somehow related to one another, 287 but also because the practice of homicide would seriously en. danger certain basic interests common to all men. 288 Hence the earliest lawgivers, in full agreement with the fundamental dictates of the law of nature, have declared homicide a sacrilege. 289 Only a few people failed to grasp by themselves the necessity of this, and to understand the common advantage which all men derive from not murdering one another. The many, however, abstained from homicide merely because of the threat of terrible retaliations or sanctions. 290 In other words, the intelligent man, who intuitively realizes that it is to his own advantage to submit to common laws, from the very beginning observed these laws without coercion/ 91 while the ignorant person did so out of fear of certain serious and painful consequences or sanctions which had been instituted by a few with the approval of the many. 292 Thus no law or laws-whether written or unwritten-have ever been enacted without at least the silent consent and voluntary submission of those subject to the law or laws, because everyone could at least, if he only tried, understand that the laws and their observance are to everyone's advantage. The ancient lawgivers themselves were not brutal tyrants, but outstanding men of highest intelligence. 293 Their real task consisted merely in reminding the intelligent, but at times forgetful, man, through gentle persuasion rather than relies on Epicmean views on these matters, and particularly on Hermarchus (op. cit., l. 26, or Nauck p. 58, line 28) or Hermarchus' hrurroXtKlx. 1repl 'E!k7relioKX€ovs (in 22 books). Cf. J. Bemays, Theophmst uber die Frommigkeit 8. As to Democritus' rules against the killing of animals or the consuming of meata dogma which in the final analysis is merely the result of his theory of reincarnation (frag. 117 Diels) -cf. frag. 137 (Diels); H. Diels, op. cit., liB 7; 45E (Pythagoras); 21B 129, 4 ff.; Diog. Laert. 8. 36. 287 Porphyry, De Abstinentia l. 7 (Nauck p. 46, lines 29 ff.). Ibid. Ibid. 290 Ibid. (Nauck p. 47, lines 3 ff.). 288 289 Ibid. (Nauck p. 46, lines 32 ff.). Ibid. (Nauck p. 47, lines 3 ff. and line ll). 293 Ibid., l. 8 (Nauck p. 47, lines 15 ff.): 291 292 if;uxfis, ov PWf.L7J uwwzros • ••• THE PHILOSOPHY OF LAW OF THE EPICUREANS 9l49 physical force, of the advantages inherent in the law or laws and their strict observation; and in terrifying the ignorant " bad man." 294 In this fashion Hermarchus defines the purpose as well as the necessity of sanctions, adding, however, that sanctions could very well be dispensed with if only men, in equal measure, would grasp and always keep in mind the advantages which the laws afford. 295 While homicide in any form is absolutely and always contrary to the common advantage of mankind and of society in particular, the killing of animals is definitely in the interest of man 296 and, in many instances, something actually necessary, particularly whenever man's own safety is being threatened by wild animals. 297 Hence the destruction of anything that by its ferocious nature might endanger the well-being of civilized man is but part of man's general defence against whatever could seriously threaten his own safety (c1a-cpaA.eta): "It was . . . advantageous to keep away [from enemies], and not to do anything injurious to those who, living in the same land, are joined together in the expulsion of wild animals as well as united in combatting those neighboring tribes which are bent upon doing harm." 298 In other words, social life and 294 Ibid. (Nauck p. 47, lines 16-23). Ibid. (Nauck p. 47, lines 26 ff.) .-Hermarchus' insistence upon punishing involuntary homicide (aKovuws 6vos) is motivated by two considerations: first, such punishment will prevent a premeditated murderer from escaping just punishment altogether by falsely pleading involuntary homicide; and, second, it will have a generally salutary effect in that it will become an effective instrument of reducing the number of actual involuntary homicides. Cf. ibid., 1. 9 (Nauck p. 48, lines 3 ff.) .-Plato (Laws 860D.) had already distinguished between voluntary and involuntary crimes. In order to achieve a reduction in the number of homicides, Hermarchus even admits that it would be useful and effective to instill into people the fear of the gods and of divine wrath, something which Epicurus in particular had intended to abolish altogether. Cf. Diog. Laert. 10. 124; 10. 133 ff.; KVptat /Mea• 10; 12. 296 Porphyry, De Abstinentia 1. 10 (Nauck p. 49, lines 2 ff.). 297 Ibid. (Nauck p. 49, lines 7 ff.). 298 Ibid. (Nauck p. 49, lines 13-17). Cf. ibid. 1. 12 (Nauck p. 51, lines 21 ff.), where Hermarchus, in full accord with Kvptat 32, opines that it would be a good thing to enter into agreements with wild animals for the purpose of mutual preservation and protection. Since, however, wild animals are devoid of reason 295 250 ANTON-HERMANN CHROUST social conduct are not merely an end in themselves, but something expedient and useful in an effective defense against the inroads of wild animals and hostile neighbors! 99 Even without much ratiocination about utility and expediency in general 300 men actually did recognize the need and advantage of mutual consideration. 301 For otherwise, weakened by fratricide, they would soon become the prey of wild animals or foreign enemies. The lawgiver, therefore, must above all restrain those who are bent upon murder and who thus would weaken the community internaJly in its struggle against wild animals and hostile neighbors. In consequence, the first and basic laws were those which decreed the merciless extermination of all who by committing homicide acted against this fundamental interest of the commonweal. 302 In opposition to the Cynics, Hermarchus objects to that view which professes that all moral and legal precepts and, hence, all morality and justice (To KaAov Kat To StKawv) are but the product of man 1s personal opinion or the result of . human convention. 303 Thus he admits, at least by implication, that there is such a thing as a Kowov StKawv, a law common to all men-a natural law-as well as Kowa StKa,a; 304 or, to speak with Epicurus, 305 that" in its common aspects, justice is the same for all . . . ; but in its application to particular cases according to time or special conditions, it varies under different circumstances." If, therefore, a man should fail to recognize universally valid rights or a law common to all civiland thus incapable of entering into bilateral agreements, we must continue exterminating them for the sake of our own security. ••• Cf. Epicurus, 89 . . 300 &l\o7os p.vfw:q Tofi uvp.opa) and without universal significance. 306 Conversely, certain laws are merely of local validity (To t8,ov 8l.Kawv), that is, they are but the products of a particular locality and specific conditions and, hence, are not compelling or valid for those who do not dwell in that particular locality. 301 On the whole, Hermarchus merely restates the doctrines authoritatively laid down by Epicurus as to the origin, function, and end of law and justice as well as of the politically organized society under the rule of law. Like Epicurus, he emphasizes the contractual nature of laws; and with Epicurus he holds to the distinction between a Kowov 8l.Kawv and the t8£a 8l.Ka£a, that is, between a law common to all men and a particular justice or legal order adapted to the particular exigencies of a particular time and place. To Hermarchus, as to Epicurus, certain definite sanctions or threats attached to certain laws are only meant to overawe and restrain the ignorant from evil-doing through the fear of dire retaliation. 308 And like Epicurus, Hermarchus conceives the State to be a politically organized society under the rule of law, governed by the basic Epicurean principle underlying all laws, namely, the maxim of expediency and greatest usefulness to the greatest number. In other words, the State is a definite and articulate legal organization backed by the authority of politically organized society. This !egopolitical organization, again, has as its ultimate purpose the effective protection of all citizens and their interests or rights against every aggression either from within or from without. Whoever by his asocial conduct seriously weakens the protective power of the State-the first task of all communal organizations-must be punished without mercy. Polystratus, the successor of Hermarchus in the scholarchPorphyry, op. cit., 1. U (Nauck p. 51, lines 17-21). Ibid. (Nauck p. 51, lines 9-14). 308 By calling upon the fear of divine wrath as an effective means of social control, Hermarchus goes not only beyond, but actually against, the basic teachings of Epicurus. Cf. note 295 supra. 306 807 252 ANTON-HERMANN CHROUST ate, 309 has presented us with a remarkable little treatise, " llep£ 310 -" Concerning dA.oyov Unwarranted Disdain." 311 The third part of this work deals with the nature and validity of the concepts or conceptions of the KaAov (good, beautiful, right) and aluxpov (shameful, wrong, evil). Polystratus' anonymous opponents, 312 against whom this treatise is directed, claim that these two concepts-on which, in the final analysis, not only the law or laws, but also justice, the legal order, and politically organized society rest-are based merely on convention, personal opinion, and circumstance rather than upon nature (c/Jvuet). Hence they have no real validity or significance, and should, therefore, be completely ignored. 313 To this Polystratus replies 314 that such a philosophy, if actually carried into practice, would have disastrous consequences. For it would cause its proponents to be expelled from any society, unless, driven by dire necessity, they would in fact refuse to live up to their own theories or convictions. When dealing with such problems the true philosopher always keep in mind the relativity-or relational nature-of all things; for different things affect different people differently. Nevertheless, the empirical fact or truth that we have such concepts as the Ka'Aov and aluxpov cannot be denied. 315 Neither can we deny 309 Diog. Laert. 10. is not certain whether or not Polystratus was a personal disciple of Epicurus. 310 In Vol. Hercul. 4 (edit. Th. Gomperz), in Hermes 11 (1876) 399 ff.; and Hermes lZ (1877) 510 ff. Cf. K. Willke, Polystrati Epicurei 7rep1 aAO')'OV KarappovfJ!IeWS Libellus; R. Philippson, " Polystratus' Schrift tiber die grundlose Verachtung der Volksmeinung," Neue Jahrbucher fur das klassische Altertum and (1909), no. 7. 487 ff. 311 This little pamphlet carries the subtitle 7rep1 aM')'ov KarappoviJIIews lv TOLS 7i"OAAOLS the Unwarranted Disdain of Popular Opinion. Obviously, this subtitle, which is based on col. 14 a Q; QQ a Q; and Q3 b 13, constitutes a later addition. 312 Col. lQ b l fl.-Obviously Polystratus' opponents and the target of his attacks are the Cynics, the "foes of Greece" as they are called by Epicurus. Cf. Diog. Laert. 10. 8. 313 Col. 13 a 13. 314 Col. 13 b 10-14 b 9. 315 Col. 14 b 10-18 b S. THE PHILOSOPHY OF LAW OF THE EPICUREANS 253 the empirical fact or truth that such a thing as human action or conduct exists, a conduct, that is, to which the concepts of KaAov or alaxpov are related. Now the righteousness or uprighteousness of any actual conduct is determined by its usefulness. And usefulness, although its. particular nature and may vary under different circumstances, is, nevertheless, something empirically true and actual, and subject to empirical analysis. 316 To ignore these obvious empirical truths and, by doing so, to criticize the " moral genius " of the people, who in such matters always shows sound judgment, is the acme of folly and will, in due time, lead to most unpleasant experiences.317 In order to gain a profounder insight into the nature of law, right, and justice, Polystratus attempts to understand thoroughly the " legal genius of the people " of a given time and place 318-a genius, that is, which unfolds and manifests itself in the commonly voiced and generally upheld legal polity or jurisprudence of a given people. For this " legal genius " is but the product of a slow and deeply rooted evolution or evolutionary conviction which in itself is but a part of " natural empirical truth." This definitely " conservative reverence " for, established legal tradition voiced by Polystratus seems to imply that he preferred 319 the "law that is" to any extensive philosophical speculation as to the " law that ought to be." Already, with Epicurus, we discovered that "should the expediency which is expressed by the law vary and only for a time correspond with the prior conception [of expediency], nevertheless for the time being it is just law, so long as we do not trouble ourselves with empty words, but simply look at the facts." 320 In other words, the reverence for the existing and Col. 18 b 8-18 b 11. Col. 18 b a 1. 818 On account of this procedure or method, Polystratus might be called the first known representative of the so-called " Historical School of Jurisprudence." ••• This preference might have its psychological origin or motivation in the fact that that any disregard of, or contempt for, the existing laws or the enforced Jegal order is frequently the cause of dire and painful consequences. 80 ° Kvpuu 87. 816 811 2.54 ANTON-HERMANN CHROUST established laws to no little extent relegates the philosophical element of jurisprudence to a secondary position. For in some way this type of thinking, which directs all legal thought towards a definite positivistic treatment of the actual reality of the law, always remains opposed to any theorizing about the ideal meaning, function, or end of law. Nevertheless it cannot completely dispense with, or repudiate, every philosophy or philosophical evaluation. What it repudiates is merely a value differentiation or distinction between the various historically developed and accrued legal systems. In short, to Polystratus all legal systems which express the " legal genius " of a people and sound common views as to the nature of law, right, and justice, are true and, hence, good or just, because they are the product of a natural or normal growth. 321 It is commonly accepted that Cicero's information concerning Epicurean philosophy of law 322 is based upon his personal acquaintance with Zeno the Epicurean, 323 Siro, 324 Phaedrus, 325 and perhaps Philodemus. 326 Thus it is permissible to assume 321 Cf. col. 18 a 14 fl'.-Undoubtedly, Epicurus' statement (in l) SiKawv, the natural law or the law common to, and commonly used by, all nations and peoples. Nevertheless, he insists that we must abide by these iSLa 8iKaLa, even though we may not always consider them fair and just, or else leave the country. 360 For if we do not think that we possibly could live happily under such laws, or obey these laws without coming into conflict with our conscience-if, in other words, we do not feel that we should respect these laws out of our own free will and without compulsion-we had better move to another country. Only by strictly complying with the established laws of whatever community he happens to be a member, will the philosoIbid., 1. fl59. This is simply the Roman Law definition of the ius gent-ium. Cf. Digest 1. 1.1 De justitia et jure 2; Institutes l. 2 De jure naturali, gentium et civili: "Jus gentium est quo gentes humanae utuntur."-It should be remembered, however, that in Pre-Justinian jurisprudence the ius gentium and the ius naturale! were often completely identified: naturale (scil., ius) etiam dicitur ius gentium. 35. ••• S. Sudhaus, op. cit., l. 259. Cf. Epicurus, KVp