METAPHYSICS
BOOK VDEFINITIONS
CONTENTS
LESSON I
Five Senses of the Term "Principle." The Common Definition of Principle
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403. In one sense the term principle [beginning or starting point] means that from which someone first moves something; for example, in the case of a line or a journey, if the motion is from here, this is the principle, but if the motion is in the opposite direction, this is something different. In another sense principle means that from which a thing best comes into being, as the starting point of instruction; for sometimes it is not from what is first or from the starting point of the thing that one must begin, but from that from which one learns most readily. Again, principle means that first inherent thing from which something is brought into being, as the keel of a ship and the foundation of a house, and as some suppose the heart to be the principle in animals, and others the brain, and others anything else of the sort. In another sense it means that non-inherent first thing from which something comes into being; and that from which motion and change naturally first begins, as a child comes from its father and mother, and a fight from abusive language. In another sense principle means that according to whose will movable things are moved and changeable things are changed; in states, for example, princely, magistral, imperial, or tyrannical power are all principles. And so also are the arts, especially the architectonic arts, called principles. And that from which a thing can first be known is also called a principle of that thing, as the postulates of demonstrations. And causes are also spoken of in the same number of senses, for all causes are principles.
404. Therefore, it is common to all principles to be the first thing from which a thing either is, comes to be, or is known. And of these some are intrinsic and others extrinsic. And for this reason nature is a principle, and so also is an element, and mind, purpose, substance, and the final cause; for good and evil are the principles both of the knowledge and motion of many things.
COMMENTARY
Principle
751. Now it should be noted that, although a principle and a cause are the same in subject, they nevertheless differ in meaning; for the term principle implies an order or sequence, whereas the term cause implies some influence on the being of the thing caused. Now an order of priority and posteriority is found in different things; but according to what is first known by us order is found in local motion, because that kind of motion is more evident to the senses. Further, order is found in three classes of things, one of which is naturally associated with the other, i.e., continuous quantity, motion and time. For insofar as there is priority and posteriority in continuous quantity, there is priority and posteriority in motion; and insofar as there is priority and posteriority in motion, there is priority and posteriority in time, as is stated in Book IV of the Physics. Therefore, because a principle is said to be what is first in any order, and the order which is considered according to priority and posteriority in continuous quantity is first known by us (and things are named by us insofar as they are known to us), for this reason the term principle, properly considered, designates what is first in a continuous quantity over which motion passes. Hence he says that a principle is said to be “that from which someone first moves something,” i.e., any part of a continuous quantity from which local motion begins. Or, according to another reading, “Some part of a thing from which motion will first begin”; i.e., some part of a thing from which it first begins to be moved; for example in the case of a line and in that of any kind of journey the principle is the point from which motion begins. But the opposite or contrary point is “something different or other,” i.e., the end or terminus. It should also be noted that a principle of motion and a principle of time belong to this class for the reason just given.
752. But because motion does not always begin from the starting point of a continuous quantity but from that part from which the motion of each thing begins most readily, he therefore gives a second meaning of principle, saying that we speak of a principle of motion in another way “as that from which a thing best comes into being,” i.e., the point from which each thing begins to be moved most easily. He makes this clear by an example; for in the disciplines one does not always begin to learn from something that is a beginning in an absolute sense and by nature, but from that from which one “is able to learn” most readily, i.e., from those things which are better known to us, even though they are sometimes more remote by their nature.
753. Now this sense of principle differs from the first. For in the first sense a principle of motion gets its name from the starting point of a continuous quantity, whereas here the principle of continuous quantity gets its name from the starting point of motion. Hence in the case of those motions which are over circular continuous quantities and have no starting point, the principle is also considered to be the point from which the movable body is best or most fittingly moved according to its nature. For example, in the case of the first thing moved [the first sphere] the starting point is in the east. The same thing is true in the case of our own movements; for a man does not always start to move from the beginning of a road but sometimes from the middle or from any terminus at all from which it is convenient for him to start moving.
754. Now from the order considered in local motion we come to know the order in other motions. And for this reason we have the senses of principle based upon the principle of generation or coming to be of things. But this is taken in two ways; for it is either “inherent,” i.e., intrinsic, or “non-inherent,” i.e., extrinsic.
755. In the first way, then, a principle means that part of a thing which is first generated and from which the generation of the thing begins; for example, in the case of a ship the first thing to come into being is the base or keel, which is in a certain sense the foundation on which the whole superstructure of the ship is raised. And, similarly, in the case of a house the first thing that comes into being is the foundation. And in the case of an animal the first thing that comes into being, according to some, is the heart, and according to others, the brain or some such member of the body. For an animal is distinguished from a non-animal by reason of sensation and motion. Now the principle of motion appears to be in the heart, and sensory operations are most evident in the brain. Hence those who considered an animal from the viewpoint of motion held that the heart is the principle in the generation of an animal. But those who considered an animal only from the viewpoint of the senses held that the brain is this principle; yet the first principle of sensation is also in the heart even though the operations of the senses are completed in the brain. And those who considered an animal from the viewpoint of operation, or according to some of its activities, held that the organ which is naturally disposed for that operation, as the liver or some other such part is the first part which is generated in an animal. But according to the view of the Philosopher the first part is the heart because all of the soul’s powers are diffused throughout the body by means of the heart.
756. In the second way, a principle means that from which a thing’s process of generation begins but which is outside the thing. This is made clear in the case of three classes of things. The first is that of natural beings, in which the principle of generation is said to be the first thing from which motion naturally begins in those things which come about through motion (as those which come about through alteration or through some similar kind of motion; for example, a man is said to become large or white); or that from which a complete change begins (as in the case of those things which are not a result of motion but come into being through mutation alone). This is evident in the case of substantial generation; for example, a child comes from its father and mother, who are its principles, and a fight from abusive language, which stirs the souls of men to quarrel.
757. The second class in which this is made clear is that of human acts, whether ethical or political, in which that by whose will or intention others are moved or changed is called a principle. Thus those who hold civil, imperial, or even tyrannical power in states are said to have the principal places; for it is by their will that all things come to pass or are put into motion in states. Those men are said to have civil power who are put in command of particular offices in states, as judges and persons of this kind. Those are said to have imperial power who govern everyone without exception, as kings. And those hold tyrannical power who through violence and disregard for law keep royal power within their grip for their own benefit.
758. He gives as the third class things made by art; for the arts too in a similar way are called principles of artificial things, because the motion necessary for producing an artifact begins from an art. And of these arts the architectonic, which “derive their name” from the word principle, i.e., those called principal arts, are said to be principles in the highest degree. For by architectonic arts we mean those which govern subordinate arts, as the art of the navigator governs the art of ship-building, and the military art governs the art of horsemanship.
759. Again, in likeness to the order considered in external motions a certain order may also be observed in our apprehensions of things, and especially insofar as our act of understanding, by proceeding from principles to conclusions, bears a certain resemblance to motion. Therefore in another way that is said to be a principle from which a thing first becomes known; for example, we say that “postulates,” i.e., axioms and assumptions, are principles of demonstrations.
760. Causes are also said to be principles in these ways, “for all causes are principles.” For the motion that terminates in a thing’s being begins from some cause, although it is not designated a cause and a principle from the same point of view, as was pointed out above (750).
761. Therefore, it is (404).
Then he reduces all of the abovementioned senses of principle to one that is common. He says that all of the foregoing senses have something in common inasmuch as that is said to be a principle which comes first (1) either with reference to a thing’s being (as the first part of a thing is said to be a principle) or (2) with reference to its coming to be (as the first mover is said to be a principle) or with reference to the knowing of it.
762. But while all principles agree in the respect just mentioned, they nevertheless differ, because some are intrinsic and others extrinsic, as is clear from the above. Hence nature and element, which are intrinsic, can be principles-nature as that from which motion begins, and element as the first part in a thing's generation. "And mind," i.e., intellect, and "purpose," i.e., a man's intention, are said to be principles as extrinsic ones. Again, "a thing's substance," i.e., its form, which is its principle of being, is called an intrinsic principle, since a thing has being by its form. Again, according to what has been said, that for the sake of which something comes to be is said to be one of its principles. For the good, which has the character of an end in the case of pursuing, and evil in that of shunning, are principles of the knowledge and motion of many things; that is, all those which are done for the sake of some end. For in the realm of nature, in that of moral acts, and in that of artifacts, demonstrations make special use of the final cause.
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776. Further, the same thing (408).
Then he gives the third conclusion that may be drawn from the foregoing discussion. He says that the same thing can be the cause of contraries. This would also seem to be difficult or impossible if it were related to both in the same way. But it is the cause of each in a different way. For that which when present is the cause of some particular thing, this when absent “we blame,” i.e., we hold it responsible, “for the contrary.” For example, it is evident that by his presence the pilot is the cause of a ship’s safety, and we say that his absence is the cause of the ship’s loss. And lest someone might think that this is to be attributed to different classes of causes, just as the preceding two were, he therefore adds that both of these may be reduced to the same class of cause—the moving cause. For the opposite of a cause is the cause of an opposite effect in the same line of causality as that in which the original cause was the cause of its effect.
All Causes Reduced to Four Classes
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794. And having given these different modes of causes, he brings out their number, saying that these modes of causes are six in number, and that each of these have two alternatives so that twelve result. For these six modes are (1-2) either singular or generic (or, as he called them above, prior and subsequent); (3-4) either proper or accidental (to which the genus of the accident is also reduced, for the genus to which an accident belongs is an accidental cause); and again, (5-6) either composite or simple. Now these six modes are further divided by potency and actuality and thus are twelve in number. Now the reason why all these modes must be divided by potency and actuality is that potency and actuality distinguish the connection between cause and effect. For active causes are at one and the same time particulars and cease to exist along with their effects; for example, this act of healing ceases with this act of recovering health, and this act of building with this thing being built; for a thing cannot be actually being built unless something is actually building. But potential causes do not always cease to exist when their effects cease; for example, a house and a builder do not cease to exist at one and the same time. In some cases, however, it does happen that when the activity of the efficient cause ceases the substance of the effect ceases. This occurs in the case of those things whose being consists in coming to be, or whose cause is not only the cause of their coming to be but also of their being. For example, when the sun’s illumination is removed from the atmosphere, light ceases to be. He says “singular causes” because acts belong to singular things, as was stated in Book I of this work (21).
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807. Last of all he says that all of the foregoing senses of element have this note in common, that an element is the primary component of each being, as has been stated.
Five Senses of the Term Nature
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826. Hence from what has been said it is evident that “in its primary and proper sense nature is the substance,” i.e., the form, of those things which have within themselves as such the source of their motion. For matter is called nature because it is receptive of form; and processes of generation get the name of nature because they are motions proceeding from a form and terminating in further forms. And this, namely, the form, is the principle of motion in those things which are by nature, either potentially or actually. For a form is not always the cause of actual motion but sometimes only of potential motion, as when a natural motion is prevented by an external obstacle, or even when a natural action is prevented by a defect in the matter.
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419. Again, we say that anything which cannot be otherwise is necessarily so.
In the first part he gives four senses in which the term necessary is used:
841. The third conclusion is that, since the forced is something which is moved by an external agent in opposition to its own nature, and necessary principles are simple and unchangeable, as has been shown (422:C 840), therefore if there are certain eternal and unchangeable beings, as the separate substances are, in them there must be nothing forced or contrary to their nature. He says this lest a mistake should be made in the case of the term necessity, since it is predicated of immaterial substances without implying on this account that anything forced is found in them.
The Kinds of Accidental Unity and of Essential Unity
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In the first part he gives five senses in which the term one is used.
(5) He gives the fifth way in which things are one. He says that those things are “ altogether ” one, i.e., perfectly, and in the highest degree, whose concept, which grasps their quiddity, is altogether indivisible, like simple things, which are not composed of material and formal principles. Hence the concept which embraces their quiddity does not comprehend them in such a way as to form a definition of them from different principles, but (a) rather grasps them negatively, as happens in the case of a point, which has no parts; or (b) it even comprehends them by relating them to composite things, as happens, for example, when someone defines the unit as the principle of number. And because such things have in themselves an indivisible concept, and things which are divided in any way at all can be understood separately, it therefore follows that such things are indivisible both in time and in place and in their intelligible structure. Hence these things are one in the highest degree, and especially those which are indivisible in the genus of substance. For even though what is indivisible in the genus of accident is not composite in itself, nonetheless it does form a composite with something else, namely, the subject in which it inheres. But an indivisible substance is neither composite in itself nor does it form a composite with something else. Or the term substance can be taken in the ablative case, and then the sense is that, even though some things are said to be one because they are indivisible in time and in place and in definition, still those things in this class which are indivisible in substance are said to be one in the highest degree. This sense is reduced to the preceding one.
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How the kinds of unity inter-relate
876. Further, some things (433).
884. (5) But the opposite of the fifth way in which things are one does not have the notion of many except in a qualified sense and potentially; for the fact that a thing is divisible does not make it many except potentially.
Division of Being into Accidental and Essential. The Types of Accidental and of Essential Being
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Kinds of being: Three ways per accidens
891. For it should be noted that a predicate can be referred to a subject in three ways.
895. Again, being signifies (438).
897. Again, to be, or being (439).
Here he gives the division of being into the actual and the potential. He says that to be and being signify something which is expressible or utterable potentially or actually. For in the case of all of the foregoing terms which signify the ten predicaments, something is said to be so actually and something else potentially; and from this it follows that each predicament is divided by actuality and potentiality. And just as in the case of things which are outside the mind some are said to be actually and some potentially, so also is this true in the case of the mind’s activities, and in that of privations, which are only conceptual beings. For one is said to know both because he is capable of using scientific knowledge and because he is using it; and similarly a thing is said to be at rest both because rest belongs to it already and because it is capable of being at rest. And this is true not only of accidents but also of substances. For “Mercury,” we say, i.e., the image of Mercury, is present potentially in the stone; and half of a line is present potentially in a line, for every part of a continuum is potentially in the whole. And the line is included in the class of substances according to the opinion of those who hold that the objects of mathematics are substances—an opinion which he has not yet disproved. And when grain is not yet ripe, for example, when it is still in blade, it is said to be potentially. Just when, however, something is potential and when it is no longer such must be established elsewhere, namely, in Book IX of this work (1832).
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In treating the first part he gives four senses of the term substance.
902. Again, the quiddity (443).
905. He omits the third sense of substance because it is a false one, or because it is reducible to form, which has the character of a limit. And he omits matter, which is called substance, because it is not substance actually. However, it is included in the first sense of substance, because a particular substance is a substance and is individuated in the world of material things only by means of matter.
The Ways in Which Things Are the Same Essentially and Accidentally
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The “same”, “per accidens” & “per se”
912. From this he further concludes that sameness (identitas) is a unity or union. For things which are said to be the same are either many in being, but are said to be the same inasmuch as they agree in some respect, or they are one in being, but the intellect uses this as many in order to understand a relationship; for a relationship can be understood only between two extremes. This is what happens, for example, when we say that something is the same as itself; for the intellect then uses something which is one in reality as though it were two, otherwise it could not designate the relationship of a thing to itself. Hence it is clear that, if a relationship always requires two extremes, and in relations of this kind there are not two extremes in reality but only in the mind, then the relationship of sameness according to which something is said to be absolutely the same, will not be a real relation but only a conceptual relation. This is not the case, however, when any two things are said to be the same either in genus or in species. For if the relationship of sameness were something in addition to what we designate by the term same, then since this reality, which is a relation, is the same as itself, it would have to have for a like reason something that is also the same as itself; and so on to infinity. Now while it is impossible to proceed to infinity in the case of real beings, nothing prevents this from taking place in the case of things which have being in the mind. For since the mind may reflect on its own act it can understand that it understands; and it can also understand this act in turn, and so on to infinity.
Various Senses of Diverse, Different, Like, Contrary, and Diverse in Species
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916. Things are said to be “different” (448).
918. Things are said to be “like” (449).
935. Fifth, they are accidents in the same subject, yet differ from each other; for many accidents of one and the same kind cannot exist in the same subject. And things are said to be the same in species in ways opposite to those given above.
The Ways in Which Things Are Prior and Subsequent
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938. In treating the first member of this division he gives three ways in which things are prior.
940. Other things are prior in time (459).
942. Other thins are prior in motion (460).
949. Again, the attributes (464).
Here he concludes that all of the ways in which the terms prior and subsequent are used can be reduced to the last one given; and especially to the first of these inasmuch as the term prior means something which can exist without other things, but not the reverse. For from the viewpoint of generation some things can exist without others, and it is in this way that a whole is prior to its parts; for when a whole has been generated its parts do not exist actually but only potentially. And from the viewpoint of corruption some things can exist without others; for example, the parts can exist without the whole after the whole has been corrupted and dissolved into its parts. And in the same way too the other senses of prior and subsequent can be reduced to this sense. For it is certain that prior things do not depend upon subsequent ones, but the reverse. Hence all prior things can exist without subsequent ones, but not the reverse.
Various Senses of the Terms Potency, Capable, Incapable, Possible and Impossible
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959. And in another sense (469).
960. Further, all states (470).
961. And since the term (471).
962. And in still another (472).
965. An in another sense (474).
He accordingly says, first, that incapacity is the privation of potency.
974. And what is called a “power” (480).
976. And just as all things which are said to be capable because of some potency are reduced to one primary potency, in a similar way all things which are said to be incapable because of some impotency are reduced to one primary incapacity, which is the opposite of the primary potency. It is clear, then, that the proper notion of potency in the primary sense is this: a principle of change in some other thing as other; and this is the notion of active potency or power.
The Meaning of Quantity. Its Kinds. The Essentially and Accidentally Quantitative
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978. Therefore plurality (483).
979. Again, some things (484).
Therefore those things which only receive their quantitative being from something else he does not give here as species of quantity, but as things which are accidentally quantitative, as motion and time. But motion has no other manner of measure than time and magnitude. Hence neither in this work nor in the Categories does he give it as a species of quantity. Place, however, is given there as a species of quantity. But it is not given as such here because it has a different manner of measure, although not a different quantitative being.
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490. Further, the term quality is used of virtue and vice, and in general of good and evil.
993. Again, all the modifications (489).
996. The senses of quality (491).
1000. But the terms well and badly relate chiefly to quality in living things, and especially in those having “election,” i.e., choice. And this is true because good has the role of an end or goal. So those things which act by choice act for an end. Now to act for an end belongs particularly to living things. For non-living things act or are moved for an end, not inasmuch as they know the end, or inasmuch as they themselves act for an end, but rather inasmuch as they are directed by something else which gives them their natural inclination, just as an arrow, for example, is directed toward its goal by an archer. And non-rational living things apprehend an end or goal and desire it by an appetite of the soul, and they move locally toward some end or goal inasmuch as they have discernment of it; but their appetite for an end, and for those things which exist for the sake of the end, is determined for them by a natural inclination. Hence they are acted upon rather than act; and thus their judgment is not free. But rational beings, in whom alone choice exists, know both the end and the proportion of the means to the end. Therefore, just as they move themselves toward the end, so also do they move themselves to desire the end and the means; and for this reason they have free choice.
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He accordingly gives, first, three senses in which things are said to be relative directly.
And the larger is divided into five kinds.
1023. Active and passive (495).
1026. Therefore, things (496).
He now gives three ways in which some things are said to be relative not directly but indirectly.
1032. The third way is that in which a subject is said to be relative because of an accident. For example, a man or some white thing is said to be relative because each happens to be double; and in this way a head is said to be relative because it is a part.
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1039. Further, those things (500).
(2) He now gives the sense in which some things are said to be perfect by reason of their relation to something else. He says that other things are said to be perfect “in reference to these,” i.e., in reference to things which are perfect in themselves, (a) either because they make something perfect in one of the preceding ways, as medicine is perfect because it causes perfect health; or (b) because they have some perfection, as a man is said to be perfect who has perfect knowledge; or (c) because they represent such a perfect thing, as things which bear a likeness to those that are perfect (as, for example, an image which represents a man perfectly is said to be perfect); or in any other way in which they are referred to things that are said to be perfect in themselves in the primary senses.
The Senses of Limit, of "According to Which," of "In Itself," and of Disposition
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1045. And limit means the form (504).
Second, he gives four senses in which the term limit is used:
1049. Hence it is clear (505).
1050. The phrase “according to which” (506).
And to this sense is reduced the third sense given in the Posterior Analytics, and the fourth sense of the phrase according to which, which implies position.
The Meanings of Disposition, of Having, of Affection, of Privation, and of "To Have"
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1070. The term “privation” (511).
Then he gives the different senses of privation which involve negation:
Then he gives four ways in which the term to have (to possess or hold) is used:
1084. In closing he says that the phrase to be in a thing is used in the same way as to have, and the ways of being in a thing correspond to those of having a thing. Now the eight ways of being in a thing have been treated in Book IV of the Physics. Two of these are as follows: (1&2) that in which an integral whole is in its parts, and the reverse of this. Two others are: (3&4) the way in which a universal whole is in its parts, and vice versa. (8) And another is that in which a thing in place is in a place, and this corresponds to the third sense of having, according to which a whole has parts, and a place thas the thing which occupies it. (6) But he way in which a thing is said to be in something as in an efficient cause or mover (as the things belonging to a kingdom are in the king) corresponds to the first sense of having given here (1080). (7) And the way in which a thing is in an end or goal is reduced to the fourth sense of having given here (1083), or also to the first, because those things which are related to an end are moved or at rest because of it. [(5) The way health is in a balance of temperature, and any form is in matter or a subject, whether the form be accidental or substantial.]
The Meanings of "To Come from Something," Part, Whole, and Mutilated
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1093. “Part” means (515).
He now gives four senses in which something is said to be a part:1101. A whole is something (519).
1110. Now in order that a whole can be said to be mutilated, seven things are required.
1118a. Third, a thing is not said to be mutilated if just any part that is an extremity is removed, but if it is such a part which does not regenerate if the whole of it is removed, as a hand or a foot. But if a whole head of hair is cut off, it grows again. So if such parts are removed, the man is not said to be mutilated, even though they are extremities. And for this reason people with shaven heads are not said to be mutilated.
The Meanings of Genus, of Falsity, and of Accident
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